介绍

本页面提供了有关 Gary D Cohn 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Gary D Cohn已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US: / Apollo Global Management, Inc. Director 1,808
US:IBM / International Business Machines Corporation Vice Chairman 87,713
US:GS / The Goldman Sachs Group, Inc. Former Director, Pres. and COO, Director 940,908
如何解读这些图表

以下图表显示了在Gary D Cohn进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Gary D Cohn 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2025-07-02 2025-07-01 4 APO Apollo Global Management, Inc.
Common Stock
A - Award 1,808 1,808
2025-02-25 2025-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -1,242 87,713 -1.40 262.92 -326,553 23,062,029
2025-02-25 2025-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 2,245 88,955 2.59
2025-02-25 2025-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -1,445 86,710 -1.64 262.92 -379,927 22,798,316
2025-02-25 2025-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 2,612 88,155 3.05
2025-02-25 2025-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -1,506 85,543 -1.73 262.92 -395,965 22,491,482
2025-02-25 2025-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 2,722 87,049 3.23
2025-02-03 2025-02-01 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -16,803 84,327 -16.62 254.56 -4,277,288 21,465,946
2025-02-03 2025-02-01 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
A - Award 30,385 101,130 42.95
2025-01-06 2025-01-04 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -2,197 70,745 -3.01 222.08 -487,899 15,710,771
2025-01-06 2025-01-04 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 5,114 72,942 7.54
2024-02-23 2024-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -1,444 65,610 -2.15 180.87 -261,176 11,866,809
2024-02-23 2024-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 2,611 67,054 4.05
2024-02-23 2024-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -1,506 64,443 -2.28 180.87 -272,390 11,655,734
2024-02-23 2024-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 2,722 65,949 4.31
2024-02-05 2024-02-01 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -8,680 63,227 -12.07 185.18 -1,607,319 11,707,986
2024-02-05 2024-02-01 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
A - Award 15,952 71,907 28.51
2024-01-05 2024-01-04 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -2,115 55,955 -3.64 161.01 -340,536 9,009,251
2024-01-05 2024-01-04 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 5,112 58,070 9.65
2023-12-29 2023-12-28 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -12,804 52,958 -19.47 163.69 -2,095,887 8,668,630
2023-12-29 2023-12-28 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 23,151 65,762 54.33
2023-02-23 2023-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -1,506 40,703 -3.57 133.00 -200,306 5,413,686
2023-02-23 2023-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 2,722 42,209 6.89
2023-02-03 2023-02-01 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -4,205 39,487 -9.62 134.30 -564,710 5,302,890
2023-02-03 2023-02-01 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
A - Award 8,146 43,692 22.92
2023-01-05 2023-01-04 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -2,119 35,546 -5.63 142.50 -301,947 5,065,109
2023-01-05 2023-01-04 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 5,113 37,665 15.71
2022-12-29 2022-12-28 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -15,130 32,552 -31.73 141.40 -2,139,306 4,602,672
2022-12-29 2022-12-28 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 27,359 47,682 134.62
2022-02-23 2022-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Emp. Stock Option (right to buy)
A - Award 76,211 76,211
2022-02-23 2022-02-21 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Rst. Stock Unit
A - Award 10,891 10,891
2022-02-03 2022-02-01 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -1,885 19,361 -8.87 134.20 -252,976 2,598,343
2022-02-03 2022-02-01 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
A - Award 4,004 21,246 23.22
2022-01-05 2022-01-04 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Rst. Stock Unit
M - Exercise -5,112 15,339 -25.00
2022-01-05 2022-01-04 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -2,220 17,242 -11.41 137.93 -306,205 2,378,189
2022-01-05 2022-01-04 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 5,112 19,462 35.62
2021-12-29 2021-12-28 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Rst. Stock Unit
M - Exercise -33,672 50,510 -40.00
2021-12-29 2021-12-28 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
F - Taxes -19,322 14,350 -57.38 132.40 -2,558,136 1,899,868
2021-12-29 2021-12-28 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
M - Exercise 33,672 33,672
2021-01-06 2021-01-04 4 IBM INTERNATIONAL BUSINESS MACHINES CORP
Rst. Stock Unit
A - Award 19,794 19,794
2021-01-06 3 IBM INTERNATIONAL BUSINESS MACHINES CORP
No Securities are beneficially owned
0
2017-01-24 2017-01-24 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
J - Other 82,204 940,908 9.57 233.45 19,190,524 219,654,973
2017-01-24 2017-01-23 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
J - Other 4,732 858,704 0.55 232.25 1,099,007 199,434,004
2017-01-24 2017-01-23 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
J - Other 70,859 853,972 9.05 232.25 16,457,003 198,334,997
2017-01-24 2017-01-23 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
J - Other 151,064 783,113 23.90 232.25 35,084,614 181,877,994
2016-11-15 2016-11-14 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -205,228 0 -100.00
2016-11-15 2016-11-14 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -601 561,982 -0.11 205.05 -123,235 115,234,746
2016-11-15 2016-11-14 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -2,161 562,583 -0.38 210.04 -453,892 118,163,808
2016-11-15 2016-11-14 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -804 564,744 -0.14 207.62 -166,928 117,253,561
2016-11-15 2016-11-14 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
F - Taxes -201,662 565,548 -26.29 208.04 -41,953,218 117,655,079
2016-11-15 2016-11-14 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise 205,228 767,210 36.52 199.84 41,012,764 153,319,246
2016-11-15 2016-11-14 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
G - Gift -4,809 561,982 -0.85
2016-11-15 2016-11-11 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
G - Gift -4,960 566,791 -0.87
2016-11-09 2016-11-07 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
G - Gift -5,548 571,751 -0.96
2016-10-27 2016-10-26 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
G - Gift -5,705 577,299 -0.98
2016-10-27 2016-10-25 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
G - Gift -2,853 583,004 -0.49
2016-01-28 2016-01-26 4 GS GOLDMAN SACHS GROUP INC
Restricted Stock Units
M - Exercise -68,004 0 -100.00
2016-01-28 2016-01-26 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
F - Taxes -36,364 647,494 -5.32 151.12 -5,495,328 97,849,293
2016-01-28 2016-01-26 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise 68,004 683,858 11.04
2016-01-22 2016-01-21 4 GS GOLDMAN SACHS GROUP INC
Year-End Restricted Stock Units
A - Award 44,198 44,198
2015-11-25 2015-11-25 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -13,096 0 -100.00
2015-11-25 2015-11-25 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -6,708 615,854 -1.08 189.38 -1,270,371 116,631,354
2015-11-25 2015-11-25 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -6,388 622,562 -1.02 188.85 -1,206,344 117,567,908
2015-11-25 2015-11-25 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 13,096 628,950 2.13 131.64 1,723,957 82,794,978
2015-11-25 2015-11-24 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy
M - Exercise -13,097 13,096 -50.00
2015-11-25 2015-11-24 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -4,164 615,854 -0.67 189.11 -787,453 116,464,027
2015-11-25 2015-11-24 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -5,888 620,018 -0.94 188.28 -1,108,574 116,735,067
2015-11-25 2015-11-24 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale 3,045 625,906 0.49 187.42 570,683 117,304,987
2015-11-25 2015-11-24 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 13,097 628,951 2.13 131.64 1,724,089 82,795,110
2015-11-25 2015-11-23 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -13,097 26,193 -33.33
2015-11-25 2015-11-23 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -3,375 615,854 -0.55 190.86 -644,164 117,543,927
2015-11-25 2015-11-23 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -5,036 619,229 -0.81 190.14 -957,554 117,741,255
2015-11-25 2015-11-23 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -4,686 624,265 -0.75 189.19 -886,523 118,101,886
2015-11-25 2015-11-23 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 13,097 628,951 2.13 131.64 1,724,089 82,795,110
2015-06-19 2015-06-19 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -1,846 39,290 -4.49
2015-06-19 2015-06-19 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -1,846 615,854 -0.30 215.00 -396,890 132,408,610
2015-06-19 2015-06-19 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 1,846 617,700 0.30 131.64 243,007 81,314,028
2015-06-19 2015-06-18 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -22,317 41,136 -35.17
2015-06-19 2015-06-18 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -22,317 615,854 -3.50 215.00 -4,798,155 132,408,610
2015-06-19 2015-06-18 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 22,317 638,171 3.62 131.64 2,937,810 84,008,830
2015-06-12 2015-06-10 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -38,072 63,453 -37.50
2015-06-12 2015-06-10 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -38,072 615,854 -5.82 212.00 -8,071,264 130,561,048
2015-06-12 2015-06-10 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 38,072 653,926 6.18 131.64 5,011,798 86,082,819
2015-05-27 2015-05-22 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -50,765 101,525 -33.33
2015-05-27 2015-05-22 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -50,765 615,854 -7.62 208.00 -10,559,120 128,097,632
2015-05-27 2015-05-22 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 50,765 666,619 8.24 131.64 6,682,705 87,753,725
2015-05-20 2015-05-19 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -46,763 152,290 -23.49
2015-05-20 2015-05-19 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -46,763 615,854 -7.06 205.00 -9,586,509 126,251,302
2015-05-20 2015-05-19 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 46,763 662,617 7.59 131.64 6,155,881 87,226,902
2015-05-20 2015-05-18 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -4,000 199,053 -1.97
2015-05-20 2015-05-18 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -4,000 615,854 -0.65 205.05 -820,215 126,283,203
2015-05-20 2015-05-18 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 4,000 619,854 0.65 131.64 526,560 81,597,581
2015-05-15 2015-05-14 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -50,763 203,053 -20.00
2015-05-15 2015-05-14 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -50,763 615,854 -7.62 202.18 -10,263,405 124,515,086
2015-05-15 2015-05-14 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 50,763 666,617 8.24 131.64 6,682,441 87,753,462
2015-01-29 2015-01-27 4 GS GOLDMAN SACHS GROUP INC
Restricted Stock Units
M - Exercise -75,824 0 -100.00
2015-01-29 2015-01-27 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
F - Taxes -40,545 615,854 -6.18 180.42 -7,315,129 111,112,379
2015-01-29 2015-01-27 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise 75,824 656,399 13.06
2015-01-22 2015-01-20 4 GS GOLDMAN SACHS GROUP INC
Year-End Restricted Stock Units
A - Award 38,244 38,244
2014-01-30 2014-01-28 4 GS GOLDMAN SACHS GROUP INC
Year-End Restricted Stock Units
A - Award 80,632 80,632
2014-01-29 2014-01-27 4 GS GOLDMAN SACHS GROUP INC
Restricted Stock Units
M - Exercise -74,982 0 -100.00
2014-01-29 2014-01-27 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
F - Taxes -40,094 582,275 -6.44 167.64 -6,721,358 97,612,581
2014-01-29 2014-01-27 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise 74,982 622,369 13.70
2013-01-18 2013-01-17 4 GS GOLDMAN SACHS GROUP INC
Year-End Restricted Stock Units
A - Award 85,136 85,136
2012-12-31 2012-12-31 4 GS GOLDMAN SACHS GROUP INC
Restricted Stock Units
M - Exercise -66,065 0 -100.00
2012-12-31 2012-12-31 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
F - Taxes -33,245 616,404 -5.12 126.24 -4,196,683 77,811,759
2012-12-31 2012-12-31 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise 66,065 649,649 11.32
2012-11-28 2012-11-28 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -30,000 0 -100.00
2012-11-28 2012-11-28 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -6,676 583,584 -1.13 119.01 -794,537 69,454,666
2012-11-28 2012-11-28 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -9,799 590,260 -1.63 118.12 -1,157,444 69,720,685
2012-11-28 2012-11-28 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -13,525 600,059 -2.20 117.12 -1,584,090 70,280,770
2012-11-28 2012-11-28 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 30,000 613,584 5.14 78.87 2,366,100 48,393,370
2012-11-28 2012-11-27 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -30,000 30,000 -50.00
2012-11-28 2012-11-27 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -13,758 583,584 -2.30 120.77 -1,661,592 70,481,074
2012-11-28 2012-11-27 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -10,207 597,342 -1.68 119.95 -1,224,341 71,651,830
2012-11-28 2012-11-27 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -6,035 607,549 -0.98 119.01 -718,216 72,303,434
2012-11-28 2012-11-27 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 30,000 613,584 5.14 78.87 2,366,100 48,393,370
2012-11-28 2012-11-26 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -30,000 60,000 -33.33
2012-11-28 2012-11-26 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -2,429 583,584 -0.41 120.68 -293,127 70,425,808
2012-11-28 2012-11-26 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -12,817 586,013 -2.14 120.31 -1,542,008 70,502,990
2012-11-28 2012-11-26 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -14,754 598,830 -2.40 119.18 -1,758,355 71,367,482
2012-11-28 2012-11-26 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise X 30,000 613,584 5.14 78.87 2,366,100 48,393,370
2012-10-19 2012-10-18 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -20,425 90,000 -18.50
2012-10-19 2012-10-18 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -20,425 583,584 -3.38 126.17 -2,577,079 73,632,427
2012-10-19 2012-10-18 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise 20,425 604,009 3.50 78.87 1,610,920 47,638,190
2012-10-19 2012-10-17 4 GS GOLDMAN SACHS GROUP INC
Nonqualified Stock Options (right to buy)
M - Exercise -20,000 110,425 -15.33
2012-10-19 2012-10-17 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
S - Sale -20,000 583,584 -3.31 124.00 -2,480,002 72,364,474
2012-10-19 2012-10-17 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise 20,000 603,584 3.43 78.87 1,577,400 47,604,670
2012-02-03 2012-02-01 4 GS GOLDMAN SACHS GROUP INC
Year-End Restricted Stock Units
A - Award 61,702 61,702
2012-01-27 2012-01-25 4 GS GOLDMAN SACHS GROUP INC
Restricted Stock Units
M - Exercise -45,497 0 -100.00
2012-01-27 2012-01-25 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
F - Taxes -21,248 606,333 -3.39 107.44 -2,282,885 65,144,418
2012-01-27 2012-01-25 4 GS GOLDMAN SACHS GROUP INC
Common Stock, par value $0.01 per share
M - Exercise 45,497 627,581 7.82
2006-07-07 3 GS GOLDMAN SACHS GROUP INC/
Common Stock, par value $0.01 per share
361,140
2006-07-07 3 GS GOLDMAN SACHS GROUP INC/
Common Stock, par value $0.01 per share
4,732
2006-07-07 3 GS GOLDMAN SACHS GROUP INC/
Common Stock, par value $0.01 per share
105,000
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)