赛亚公司
US ˙ NasdaqGS ˙ US78709Y1055

介绍

本页面提供了有关 Peter A Cohen 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Peter A Cohen已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:PTE / PolarityTE Inc Director 58,143
Chief Executive Officer, Director 432,228
US:SGMS / Scientific Games Corporation Director 0
US:COWN / Cowen Inc - Class A Director 689,505
10% Owner 393,750
US:ESSX / Essex Rental Corp. 10% Owner 2,200
US:IMMR / Immersion Corporation 10% Owner 1,110,633
US:PTEC / Global X Funds - Global X PropTech ETF 10% Owner 481,339
US:SBLK / Star Bulk Carriers Corp. 10% Owner 2,885,580
US:LLL / JX Luxventure Limited Director 5,705
US:SAIA / Saia, Inc. 10% Owner 731,286
如何解读这些图表

以下图表显示了在Peter A Cohen进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

SAIA / Saia, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 SAIA / Saia, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SAIA / Saia, Inc. Insider Trades
SAIA / Saia, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 SAIA / Saia, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2006-08-31 SAIA RCG HOLDINGS LLC 55 31.5000 55 31.5000 1,732 343 10.9533 -1,130 -65.22
2006-08-31 SAIA RCG HOLDINGS LLC 86 31.5000 86 31.5000 2,709
2006-08-31 SAIA RCG HOLDINGS LLC 19 31.5000 19 31.5000 598
2006-08-31 SAIA RCG HOLDINGS LLC 18 31.5000 18 31.5000 567
2006-08-31 SAIA RCG HOLDINGS LLC 138 31.5000 138 31.5000 4,347

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SAIA / Saia, Inc. Insider Trades
SBLK / Star Bulk Carriers Corp.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 SAIA / Saia, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SBLK / Star Bulk Carriers Corp. Insider Trades
SBLK / Star Bulk Carriers Corp.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 SAIA / Saia, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SBLK / Star Bulk Carriers Corp. Insider Trades
内幕交易历史

该表格显示了由 Peter A Cohen 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2022-10-04 2022-10-01 4 PTE POLARITYTE, INC.
Common Stock
A - Award 50,900 58,143 702.75 0.87 44,283 50,584
2022-08-17 2022-08-17 4 PTE POLARITYTE, INC.
Common Stock
S - Sale -8,555 7,243 -54.15 1.28 -10,946 9,267
2022-08-16 2022-08-16 4 PTE POLARITYTE, INC.
Common Stock
S - Sale -15,106 757,515 -1.96 1.33 -20,023 1,004,086
2021-11-23 2021-11-23 4 NONE Andover National Corp
Class A Common Stock
S - Sale -20,299 432,228 -4.49 11.00 -223,289 4,754,508
2021-11-02 2021-11-01 4 NONE Andover National Corp
Class B Common Stock
C - Conversion -81,198 0 -100.00
2021-11-02 2021-11-01 4 NONE Andover National Corp
Class B Common Stock
P - Purchase 40,599 81,198 100.00 11.00 446,589 893,178
2021-11-02 2021-11-01 4 NONE Andover National Corp
Class A Common Stock
C - Conversion 81,198 452,527 21.87
2021-10-05 2021-10-05 4 NONE Andover National Corp
Class A Common Stock
A - Award 52,085 371,329 16.32
2021-10-05 2021-10-05 4 NONE Andover National Corp
Class A Common Stock
D - Sale to Issuer -41,667 319,244 -11.54
2021-10-04 2021-10-01 4 PTE POLARITYTE, INC.
Common Stock
A - Award 30,731 772,621 4.14 0.65 20,000 502,822
2021-07-02 2021-07-01 4 PTE POLARITYTE, INC.
Common Stock
A - Award 37,438 741,890 5.31 1.00 37,251 738,181
2021-06-11 2021-06-09 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -8,372 0 -100.00
2021-06-11 2021-06-09 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -5,783 0 -100.00
2021-06-11 2021-06-09 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,394 0 -100.00
2021-06-11 2021-06-09 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,555 0 -100.00
2021-06-11 2021-06-09 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 17,104 295,553 6.14
2021-05-19 2021-05-18 4 PTE POLARITYTE, INC.
Common Stock
P - Purchase 265,000 704,452 60.30 0.98 259,382 689,518
2021-04-05 2021-04-01 4 PTE POLARITYTE, INC.
Common Stock
A - Award 33,558 439,452 8.27 1.11 37,249 487,792
2021-02-11 2021-02-11 4 NONE Andover National Corp
Class A Common Stock
P - Purchase 45,455 360,911 14.41 11.00 500,005 3,970,021
2021-02-03 2021-02-01 4 NONE Andover National Corp
Class A Common Stock
A - Award 30,000 315,456 10.51
2021-01-05 2021-01-01 4 PTE POLARITYTE, INC.
Common Stock
A - Award 172,426 405,894 73.85 0.68 117,250 276,008
2020-10-05 2020-10-01 4 PTE POLARITYTE, INC.
Common Stock
A - Award 36,165 233,468 18.33 1.03 37,250 240,472
2020-07-06 2020-07-01 4 PTE POLARITYTE, INC.
Common Stock
A - Award 29,330 197,303 17.46 1.27 37,249 250,575
2020-06-30 2020-06-29 4 PTE POLARITYTE, INC.
Restricted Stock Units
M - Exercise -7,500 7,500 -50.00
2020-06-30 2020-06-29 4 PTE POLARITYTE, INC.
Common Stock
M - Exercise 7,500 167,973 4.67
2020-06-26 2020-06-19 4/A SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,555 1,555 -50.00
2020-06-26 2020-06-19 4/A SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 1,555 278,449 0.56
2020-06-19 2020-06-19 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,555 1,555 -50.00
2020-06-19 2020-06-19 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 1,555 276,894 0.56
2020-06-15 2020-06-15 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -4,339 0 -100.00
2020-06-15 2020-06-15 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 4,339 276,894 1.59
2020-06-15 2020-06-13 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -697 1,394 -33.33
2020-06-15 2020-06-13 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 697 272,555 0.26
2020-06-12 2020-06-12 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,927 5,783 -24.99
2020-06-12 2020-06-12 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 1,927 271,858 0.71
2020-06-12 2020-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
A - Award 8,372 8,372
2020-04-03 2020-04-01 4 PTE POLARITYTE, INC.
Common Stock
A - Award 18,518 160,473 13.04
2020-01-30 2020-01-30 4 NONE Andover National Corp
Class A Common Stock
P - Purchase 22,728 285,456 8.65 11.00 250,008 3,140,016
2020-01-13 2019-11-01 5 PTE POLARITYTE, INC.
Restricted Stock Units
M - Exercise -4,020 0 -100.00
2020-01-13 2019-11-01 5 PTE POLARITYTE, INC.
Common Stock
M - Exercise 4,020 141,955 2.91
2020-01-06 2020-01-02 4 PTE POLARITYTE, INC.
Common Stock
A - Award 45,095 137,935 48.57
2019-12-30 2019-12-29 4 PTE POLARITYTE, INC.
Common Stock
M - Exercise 7,500 92,840 8.79
2019-12-30 2019-06-29 4 PTE POLARITYTE, INC.
Restricted Stock Units
M - Exercise -7,500 7,500 -50.00
2019-12-09 2019-12-06 4 NONE Andover National Corp
Class A Common Stock
A - Award 22,728 262,728 9.47 11.00 250,008 2,890,008
2019-11-26 2019-11-25 4 NONE Andover National Corp
Class A Common Stock
A - Award 40,000 240,000 20.00
2019-10-03 2019-10-01 4 PTE POLARITYTE, INC.
Common Stock
A - Award 5,340 85,340 6.68
2019-09-05 2019-09-03 4 AANC Andover National Corp
Class B Common Stock
J - Other -459,401 40,599 -91.88
2019-09-05 2019-09-03 4 AANC Andover National Corp
Class A Common Stock
J - Other -584,820 200,000 -74.52
2019-07-02 2019-06-29 4 PTE POLARITYTE, INC.
Restricted Stock Units
M - Exercise -7,500 15,000 -33.33
2019-07-02 2019-06-29 4 PTE POLARITYTE, INC.
Common Stock
M - Exercise 7,500 80,000 10.34
2019-06-21 2019-06-19 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,555 3,110 -33.33
2019-06-21 2019-06-19 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 1,555 269,931 0.58
2019-06-17 2019-06-15 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -4,338 4,339 -49.99
2019-06-17 2019-06-15 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 4,338 268,376 1.64
2019-06-17 2019-06-13 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -696 2,091 -24.97
2019-06-17 2019-06-13 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 696 264,038 0.26
2019-06-12 2019-06-12 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
A - Award 7,710 7,710
2019-06-12 2019-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,485 0 -100.00
2019-06-12 2019-06-10 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 2,485 263,342 0.95
2019-06-06 2019-06-05 4 PTE POLARITYTE, INC.
Common Stock
P - Purchase 15,000 72,500 26.09 5.63 84,471 408,276
2019-01-02 2018-12-29 4 PTE POLARITYTE, INC.
Restricted Stock Units
M - Exercise -7,500 22,500 -25.00
2019-01-02 2018-12-29 4 PTE POLARITYTE, INC.
Common Stock
M - Exercise 7,500 52,500 16.67
2018-11-05 2018-11-01 4 PTE POLARITYTE, INC.
Employee Stock Option (Right to Buy)
A - Award 8,624 8,624
2018-11-05 2018-11-01 4 PTE POLARITYTE, INC.
Restricted Stock Units
A - Award 4,020 4,020
2018-10-05 3 EXXP Edgar Express, Inc.
Common Stock
8,348,200
2018-10-05 3 EXXP Edgar Express, Inc.
Series A Preferred Stock
7,924,100
2018-10-05 3 EXXP Edgar Express, Inc.
Common Stock
8,348,200
2018-10-05 3 EXXP Edgar Express, Inc.
Series A Preferred Stock
7,924,100
2018-10-05 3 EXXP Edgar Express, Inc.
Common Stock
8,348,200
2018-10-05 3 EXXP Edgar Express, Inc.
Series A Preferred Stock
7,924,100
2018-07-26 2018-07-25 4 COOL POLARITYTE, INC.
Common Stock
P - Purchase 5,000 50,000 11.11 22.97 114,850 1,148,500
2018-07-26 2018-07-25 4 COOL POLARITYTE, INC.
Common Stock
P - Purchase 1,000 45,000 2.27 24.32 24,320 1,094,400
2018-07-09 3 COOL POLARITYTE, INC.
Common Stock
88,000
2018-07-09 3 COOL POLARITYTE, INC.
Common Stock
88,000
2018-07-09 3 COOL POLARITYTE, INC.
Common Stock
88,000
2018-06-21 2018-06-19 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,554 4,665 -24.99
2018-06-21 2018-06-19 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 1,554 260,857 0.60
2018-06-21 2018-06-21 4 COWN COWEN INC.
Class A Common Stock
S - Sale -1,000 689,505 -0.14 15.03 -15,025 10,359,882
2018-06-21 2018-06-20 4 COWN COWEN INC.
Class A Common Stock
S - Sale -1,000 690,505 -0.14 15.22 -15,225 10,512,939
2018-06-21 2018-06-19 4 COWN COWEN INC.
Class A Common Stock
S - Sale -4,090 691,505 -0.59 15.07 -61,653 10,423,746
2018-06-15 2018-06-15 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -4,338 8,677 -33.33
2018-06-15 2018-06-15 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 4,338 259,303 1.70
2018-06-15 2018-06-13 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
A - Award 2,787 2,787
2018-06-15 2018-06-15 4 COWN COWEN INC.
Class A Common Stock
S - Sale -2,000 695,595 -0.29 15.25 -30,500 10,607,824
2018-06-15 2018-06-14 4 COWN COWEN INC.
Class A Common Stock
S - Sale -500 697,595 -0.07 15.35 -7,675 10,708,083
2018-06-15 2018-06-13 4 COWN COWEN INC.
Class A Common Stock
S - Sale -2,500 698,095 -0.36 15.19 -37,976 10,604,272
2018-06-12 2018-06-11 4 COWN COWEN INC.
Class A Common Stock
S - Sale -1,000 700,595 -0.14 15.25 -15,250 10,684,074
2018-06-12 2018-06-08 4 COWN COWEN INC.
Class A Common Stock
S - Sale -3,000 701,595 -0.43 15.15 -45,456 10,630,638
2018-06-12 2018-06-11 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -3,495 0 -100.00
2018-06-12 2018-06-11 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 3,495 254,965 1.39
2018-06-12 2018-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,484 2,485 -49.99
2018-06-12 2018-06-10 4 SGMS SCIENTIFIC GAMES CORP
Common Stock
M - Exercise 2,484 251,470 1.00
2018-05-31 2018-05-30 4 COWN COWEN INC.
Class A Common Stock
S - Sale -1,000 704,595 -0.14 15.08 -15,075 10,621,770
2018-05-31 2018-05-29 4 COWN COWEN INC.
Class A Common Stock
S - Sale -1,000 705,595 -0.14 15.00 -15,000 10,583,925
2018-05-25 2018-05-25 4 COWN COWEN INC.
Class A Common Stock
S - Sale -4,000 706,595 -0.56 15.15 -60,600 10,704,985
2018-05-25 2018-05-24 4 COWN COWEN INC.
Class A Common Stock
S - Sale -2,000 710,595 -0.28 15.00 -30,000 10,658,925
2018-05-25 2018-05-23 4 COWN COWEN INC.
Class A Common Stock
S - Sale -2,372 712,595 -0.33 15.30 -36,292 10,902,704
2018-05-21 2018-05-18 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -3,408 714,967 -0.47 15.79 -53,799 11,286,469
2018-05-21 2018-05-17 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 718,375 -0.90 15.78 -102,576 11,336,604
2018-05-16 2018-05-16 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 724,875 -0.89 15.74 -102,303 11,408,735
2018-05-16 2018-05-15 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 731,375 -0.88 15.73 -102,235 11,503,432
2018-05-16 2018-05-14 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 737,875 -0.87 15.63 -101,625 11,536,380
2018-05-11 2018-05-11 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 744,375 -0.87 15.63 -101,586 11,633,539
2018-05-11 2018-05-10 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 750,875 -0.86 15.79 -102,656 11,858,794
2018-05-11 2018-05-09 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 757,375 -0.85 15.50 -100,776 11,742,342
2018-05-08 2018-05-08 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 763,875 -0.84 15.66 -101,804 11,963,963
2018-05-08 2018-05-07 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 770,375 -0.84 15.52 -100,850 11,952,676
2018-05-08 2018-05-04 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 776,875 -0.83 15.43 -100,275 11,984,773
2018-05-03 2018-05-03 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -4,000 783,375 -0.51 15.13 -60,525 11,853,482
2018-05-03 2018-05-02 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 787,375 -0.82 15.45 -100,450 12,168,015
2018-05-03 2018-05-01 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -4,000 793,875 -0.50 15.18 -60,713 12,049,594
2018-04-30 2018-04-30 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,000 797,875 -0.75 15.58 -93,476 12,430,334
2018-04-30 2018-04-27 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 803,875 -0.80 16.04 -104,263 12,894,477
2018-04-30 2018-04-26 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -6,500 810,375 -0.80 16.03 -104,213 12,992,499
2018-04-25 2018-04-25 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -4,000 816,875 -0.49 15.22 -60,900 12,436,922
2018-04-25 2018-04-24 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -4,502 820,875 -0.55 15.31 -68,910 12,564,723
2018-04-25 2018-04-23 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -8,000 825,377 -0.96 15.13 -121,007 12,484,570
2018-04-20 2018-04-20 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -8,000 833,377 -0.95 15.13 -121,059 12,610,994
2018-04-20 2018-04-19 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -8,000 841,377 -0.94 15.09 -120,713 12,695,622
2018-04-20 2018-04-18 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -8,000 849,377 -0.93 15.03 -120,214 12,763,333
2018-04-17 2018-04-17 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -8,000 857,377 -0.92 14.96 -119,670 12,825,331
2018-04-17 2018-04-16 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -4,000 865,377 -0.46 14.68 -58,725 12,704,859
2018-04-17 2018-04-13 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -4,500 869,377 -0.51 14.68 -66,051 12,760,716
2018-04-12 2018-04-12 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -4,000 873,877 -0.46 14.62 -58,500 12,780,451
2018-04-12 2018-04-11 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -4,000 877,877 -0.45 14.51 -58,050 12,740,190
2018-04-12 2018-04-10 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -4,000 881,877 -0.45 14.44 -57,753 12,732,717
2018-04-09 2018-04-09 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -2,000 885,877 -0.23 14.20 -28,410 12,583,883
2018-04-09 2018-04-06 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -1,000 887,877 -0.11 14.18 -14,175 12,585,656
2018-04-09 2018-04-05 4 COWN COWEN INC.
Class A Common Stock
S - Sale X -1,000 888,877 -0.11 14.20 -14,200 12,622,053
2018-04-02 2018-03-29 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
S - Sale -500 248,986 -0.20 41.60 -20,800 10,357,818
2018-04-02 2018-03-29 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
S - Sale -9,000 249,486 -3.48 41.21 -370,890 10,281,318
2018-03-07 2018-03-07 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
S - Sale -5,000 258,486 -1.90 41.54 -207,700 10,737,508
2018-03-07 2018-03-06 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
S - Sale -5,016 263,486 -1.87 40.70 -204,151 10,723,880
2018-03-07 2018-03-05 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
S - Sale -20,049 268,502 -6.95 40.80 -817,999 10,954,882
2017-12-29 2017-12-27 4 COWN COWEN INC.
Class A Common Stock
D - Sale to Issuer -251,127 889,877 -22.01
2017-07-18 2017-07-17 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
S - Sale -248,002 393,750 -38.64 0.31 -78,071 123,952
2017-07-14 2017-07-13 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
S - Sale -100,000 641,752 -13.48 0.31 -30,780 197,531
2017-07-14 2017-07-12 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
S - Sale -500,000 741,752 -40.27 0.21 -105,700 156,806
2017-07-11 2017-07-11 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
S - Sale -122,363 1,241,752 -8.97 0.32 -38,654 392,269
2017-07-11 2017-07-10 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
S - Sale -133,202 1,364,115 -8.90 0.37 -49,205 503,904
2017-07-11 2017-07-07 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
S - Sale -194,349 1,497,317 -11.49 0.39 -76,457 589,045
2017-06-30 2017-06-29 4 TMPS Tempus Applied Solutions Holdings, Inc.
Series A-3 Warrant
X - Other -65,625 0 -100.00
2017-06-30 2017-06-29 4 TMPS Tempus Applied Solutions Holdings, Inc.
Series A-2 Warrant
X - Other -328,125 0 -100.00
2017-06-30 2017-06-29 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
X - Other 65,625 1,691,666 4.04 0.08 5,250 135,333
2017-06-30 2017-06-29 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
X - Other 328,125 1,626,041 25.28 0.08 26,250 130,083
2017-06-21 2017-06-19 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
A - Award 6,219 6,219
2017-06-19 2017-06-15 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -4,338 13,015 -25.00
2017-06-19 2017-06-15 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 4,338 288,551 1.53
2017-06-13 2017-06-11 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -3,495 3,495 -50.00
2017-06-13 2017-06-11 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 3,495 284,213 1.25
2017-06-13 2017-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,484 4,969 -33.33
2017-06-13 2017-06-10 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 2,484 280,718 0.89
2017-06-06 2017-06-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,725 0 -100.00
2017-06-06 2017-06-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,725 278,234 0.62
2017-06-05 2017-06-01 4 COWN COWEN INC.
Class A Common Stock
F - Taxes -2,998 1,141,004 -0.26 15.15 -45,420 17,286,211
2017-05-17 2017-05-15 4 COWN COWEN INC.
Class A Common Stock
F - Taxes -19,030 1,144,002 -1.64 15.00 -285,450 17,160,030
2017-03-14 2017-03-10 4 COWN COWEN GROUP, INC.
Class A Common Stock
F - Taxes -27,539 1,163,032 -2.31 13.40 -369,023 15,584,629
2017-03-01 2017-02-27 4 COWN COWEN GROUP, INC.
Class A Common Stock
A - Award 37,855 1,190,571 3.28
2017-03-01 2017-02-27 4 COWN COWEN GROUP, INC.
Class A Common Stock
A - Award 35,805 1,152,716 3.21
2016-06-17 2016-06-15 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
A - Award 17,353 17,353
2016-06-14 2016-06-11 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -3,495 6,990 -33.33
2016-06-14 2016-06-11 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 3,495 276,509 1.28
2016-06-14 2016-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,484 7,453 -25.00
2016-06-14 2016-06-10 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 2,484 273,014 0.92
2016-06-07 2016-06-05 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,371 0 -100.00
2016-06-07 2016-06-05 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 2,371 270,530 0.88
2016-06-07 2016-06-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,725 1,725 -50.00
2016-06-07 2016-06-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,725 268,159 0.65
2016-06-03 2016-06-01 4 COWN COWEN GROUP, INC.
Class A Common Stock
F - Taxes -106,936 4,467,762 -2.34 3.47 -371,068 15,503,134
2016-05-18 2016-05-16 4 COWN COWEN GROUP, INC.
Class A Common Stock
F - Taxes -76,118 4,574,698 -1.64 3.24 -246,622 14,822,022
2016-03-21 2016-03-17 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
S - Sale -7,000 0 -100.00 9.94 -69,580
2016-03-21 2016-03-17 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
S - Sale -8,000 0 -100.00 9.94 -79,520
2016-03-21 2016-03-17 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
S - Sale -1,500 0 -100.00 9.94 -14,910
2016-03-21 2016-03-17 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
S - Sale -4,400 0 -100.00 9.94 -43,736
2016-03-14 2016-03-10 4 COWN COWEN GROUP, INC.
Class A Common Stock
F - Taxes -64,027 4,650,816 -1.36 3.57 -228,576 16,603,413
2016-02-26 2016-02-24 4 COWN COWEN GROUP, INC.
Class A Common Stock
A - Award 487,428 4,714,843 11.53
2016-02-24 2016-02-22 4 TMPS Tempus Applied Solutions Holdings, Inc.
Series B-3 Warrant
J - Other -21,875 0 -100.00
2016-02-24 2016-02-22 4 TMPS Tempus Applied Solutions Holdings, Inc.
Series B-2 Warrant
J - Other -109,375 0 -100.00
2016-02-24 2016-02-22 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
J - Other 106,944 1,297,916 8.98
2016-02-24 2016-02-22 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
J - Other 534,722 1,190,972 81.48
2015-11-06 3/A TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
656,250
2015-10-28 3 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
1,312,500
2015-10-28 3 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock
1,312,500
2015-06-12 2015-06-11 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -3,495 10,485 -25.00
2015-06-12 2015-06-11 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 3,495 266,434 1.33
2015-06-12 2015-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
A - Award 9,937 9,937
2015-06-08 2015-06-05 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,370 2,371 -49.99
2015-06-08 2015-06-05 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 2,370 262,939 0.91
2015-06-08 2015-06-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,725 3,450 -33.33
2015-06-08 2015-06-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,725 260,569 0.67
2015-06-03 2015-06-01 4 COWN COWEN GROUP, INC.
Class A Common Stock
F - Taxes -53,468 4,227,415 -1.25 6.01 -321,343 25,406,764
2015-05-19 2015-05-15 4 COWN COWEN GROUP, INC.
Class A Common Stock
F - Taxes -25,373 4,280,883 -0.59 5.49 -139,298 23,502,048
2015-03-23 2015-03-19 4 COWN COWEN GROUP, INC.
Class A Common Stock
A - Award 458,805 4,306,256 11.92
2015-01-06 2015-01-03 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,351 0 -100.00
2015-01-06 2015-01-03 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 2,351 258,844 0.92
2014-06-12 2014-06-11 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
A - Award 13,980 13,980
2014-06-06 2014-06-05 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,371 4,741 -33.34
2014-06-06 2014-06-05 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 2,371 256,493 0.93
2014-06-06 2014-06-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,725 5,175 -25.00
2014-06-06 2014-06-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,725 254,122 0.68
2014-06-04 2014-06-02 4 COWN COWEN GROUP, INC.
Class A Common Stock
F - Taxes -83,807 3,847,451 -2.13 4.13 -346,123 15,889,973
2014-05-15 2014-05-13 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,494 0 -100.00
2014-05-15 2014-05-13 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,494 252,397 0.60
2014-03-04 2014-02-28 4 COWN COWEN GROUP, INC.
Class A Common Stock
A - Award 454,546 3,931,258 13.07
2014-01-06 2014-01-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,494 1,494 -50.00
2014-01-06 2014-01-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,494 250,903 0.60
2014-01-06 2014-01-03 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,350 2,351 -49.99
2014-01-06 2014-01-03 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 2,350 249,409 0.95
2014-01-06 2014-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,258 0 -100.00
2014-01-06 2014-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,258 247,059 0.51
2013-06-06 2013-06-05 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,370 7,112 -24.99
2013-06-06 2013-06-05 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 2,370 245,801 0.97
2013-06-06 2013-06-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
A - Award 6,900 6,900
2013-03-19 2013-03-15 4 COWN COWEN GROUP, INC.
Class A Common Stock
A - Award 383,142 633,371 153.12
2013-01-04 2013-01-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,493 2,988 -33.32
2013-01-04 2013-01-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,493 243,431 0.62
2013-01-04 2013-01-03 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,351 4,701 -33.34
2013-01-04 2013-01-03 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 2,351 241,938 0.98
2013-01-04 2013-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,258 1,258 -50.00
2013-01-04 2013-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -659 0 -100.00
2013-01-04 2013-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,258 239,587 0.53
2013-01-04 2013-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 659 238,329 0.28
2012-11-07 2012-11-05 4 COWN COWEN GROUP, INC.
Class A Common Stock
F - Taxes -85,810 2,716,724 -3.06 2.47 -211,951 6,710,308
2012-08-20 2012-08-16 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,242 0 -100.00
2012-08-20 2012-08-16 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,242 237,670 0.53
2012-06-13 2012-06-13 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
P - Purchase 3,789 0 -100.00 8.75 33,154
2012-06-13 2011-09-09 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
S - Sale -4,242 0 -100.00 7.97 -33,809
2012-06-13 2011-06-16 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
P - Purchase 453 453 9.20 4,168 4,168
2012-06-07 2012-06-05 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
A - Award 9,482 9,482
2012-06-05 2012-06-01 4 COWN COWEN GROUP, INC.
Class A Common Stock
F - Taxes -21,913 250,229 -8.05 2.49 -54,563 623,070
2012-05-17 2012-05-16 4 COWN COWEN GROUP, INC.
Class A Common Stock
F - Taxes -6,138 272,142 -2.21 2.42 -14,854 658,584
2012-01-04 2012-01-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,494 4,481 -25.00
2012-01-04 2012-01-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,494 234,078 0.64
2012-01-04 2012-01-03 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -2,350 7,052 -24.99
2012-01-04 2012-01-03 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 2,350 236,428 1.00
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -1,258 2,516 -33.33
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -658 659 -49.96
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -723 0 -100.00
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 1,258 232,584 0.54
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 658 231,326 0.29
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 723 230,668 0.31
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock Warrants (right to buy)
X - Other -6,300 2,200 -74.12
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock Warrants (right to buy)
X - Other -18,900 8,340 -69.38
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock Warrants (right to buy)
X - Other -80,079 34,801 -69.71
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock, $.0001 par value
X - Other 2,100 866,410 0.24
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock, $.0001 par value
X - Other 6,300 143,450 4.59
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock, $.0001 par value
X - Other 26,693 784,968 3.52
2010-04-27 2010-04-26 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -2,753 1,110,633 -0.25 6.08 -16,747 6,756,314
2010-04-27 2010-04-26 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -4,915 1,982,518 -0.25 6.08 -29,899 12,060,252
2010-04-27 2010-04-26 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -1,154 465,563 -0.25 6.08 -7,020 2,832,159
2010-04-27 2010-04-26 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -1,478 596,295 -0.25 6.08 -8,991 3,627,441
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -5,374 1,113,386 -0.48 6.04 -32,484 6,729,973
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -1,226 1,118,760 -0.11 6.07 -7,446 6,795,124
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -9,593 1,987,433 -0.48 6.04 -57,986 12,013,238
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -2,188 1,997,026 -0.11 6.07 -13,289 12,129,537
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -2,253 466,717 -0.48 6.04 -13,618 2,821,118
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -514 468,970 -0.11 6.07 -3,122 2,848,430
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -2,885 597,773 -0.48 6.04 -17,439 3,613,299
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value
S - Sale -658 600,658 -0.11 6.07 -3,997 3,648,277
2009-11-03 3 PTEC PHOENIX TECHNOLOGIES LTD
Common Stock, $0.001 par value
481,339
2009-11-03 3 PTEC PHOENIX TECHNOLOGIES LTD
Common Stock, $0.001 par value
1,720,316
2009-11-03 3 PTEC PHOENIX TECHNOLOGIES LTD
Common Stock, $0.001 par value
1,348,572
2008-01-04 2008-01-03 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -14,201 42,602 -25.00
2008-01-04 2008-01-03 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 14,201 138,894 11.39
2008-01-04 2008-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
M - Exercise -722 2,890 -19.99
2008-01-04 2008-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units
A - Award 3,291 3,291
2008-01-04 2008-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock
M - Exercise 722 124,693 0.58
2007-12-10 3 SBLK Star Bulk Carriers Corp.
Common Stock, $.01 par value
2,885,580
2007-02-08 2007-02-06 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock
A - Award 196 5,705 3.56 85.91 16,838 490,117
2006-12-20 2006-12-18 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock
A - Award 126 5,509 2.34 79.00 9,954 435,211
2006-10-11 2006-10-10 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock
A - Award 286 5,383 5.61 78.25 22,380 421,220
2006-10-11 2006-07-11 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock
A - Award 34 5,097 0.67 74.27 2,525 378,554
2006-09-05 2006-08-31 4 SAIA SAIA INC
Common Stock, $.001 par value
S - Sale -138 731,286 -0.02 31.50 -4,347 23,035,509
2006-09-05 2006-08-31 4 SAIA SAIA INC
Common Stock, $.001 par value
S - Sale -18 94,154 -0.02 31.50 -567 2,965,851
2006-09-05 2006-08-31 4 SAIA SAIA INC
Common Stock, $.001 par value
S - Sale -19 102,264 -0.02 31.50 -598 3,221,316
2006-09-05 2006-08-31 4 SAIA SAIA INC
Common Stock, $.001 par value
S - Sale -86 456,200 -0.02 31.50 -2,709 14,370,300
2006-09-05 2006-08-31 4 SAIA SAIA INC
Common Stock, $.001 par value
S - Sale -55 293,973 -0.02 31.50 -1,732 9,260,150
2006-04-25 2006-04-25 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock
A - Award 63 5,063 1.26
2006-03-28 2006-03-24 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock
P - Purchase 2,500 77,500 3.33 86.13 215,313 6,674,703
2006-03-22 2006-03-21 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock
P - Purchase 75,000 75,000 87.24 6,542,910 6,542,910
2006-03-22 2006-03-20 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock
P - Purchase 5,000 5,000 86.43 432,168 432,168
2005-10-14 3 LLL L 3 COMMUNICATIONS HOLDINGS INC
No securities owned
0
2005-09-09 2005-09-07 4 SGMS SCIENTIFIC GAMES CORP
Stock Option (right to buy)
A - Award 50,000 50,000
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)