Oxford Lane Capital Corp. - 首选证券

介绍

本页面提供了有关 Jonathan H Cohen 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。尽管存在这些限制，学术研究表明，整体而言，内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易，排除了作为10b5-1交易计划的一部分的交易。然后，对每笔交易在3、6和12个月的表现进行平均，以生成该笔交易最终的表现指标。然后，将所有交易的表现指标进行平均，计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A"，则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易，或者他们进行的交易距离现在时间太近，无法计算出可靠的表现指标。

更新频率：每日

查看收益最高的的内幕交易者列表。

查看排名最高的内部人士。
报告内部持仓的公司

美国证券交易委员会（SEC）文件显示Jonathan H Cohen已报告在以下公司拥有持仓或进行了交易：

证券 职位 最新报告的持仓
US:OXLC / Oxford Lane Capital Corp. Chief Executive Officer, Director 7,824,728
Chief Executive Officer, Director 237,129
US:OXSQ / Oxford Square Capital Corp. Chief Executive Officer, Director 2,272,489
如何解读这些图表

以下图表显示了在Jonathan H Cohen进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如，如果一笔内部人士交易是在2019年1月1日进行的，该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元，则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%，而从10美元跌至5美元的价格变化将为-50%。

最终，我们将评估内部人士的交易与股价的超额回报（正向或负向）之间的相关性，以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为，我们预期看到（a）买入后的正回报，或者（b）卖出后的负回报。对于情况（a），买入图表将显示一系列向上倾斜的曲线，表示每次买入后都有正回报。对于情况（b），卖出图表将显示一系列向下倾斜的曲线，表示每次卖出后都有负回报。

然而，仅凭这一点还不足以得出结论。例如，如果公司的股价在多年内呈现非周期性上升，我们会预期所有买入后的图表都呈现向上倾斜。同样地，多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下，“买入”图表显示正向信号，而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易，以获得财务优势。

OXLCI / Oxford Lane Capital Corp. - Preferred Security内部人士买入 - 短期收益分析

在这一部分，我们分析了在 OXLCI / Oxford Lane Capital Corp. - Preferred Security 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
2024-12-17 OXLC COHEN JONATHAN H 2,960,000 5.0800 592,000 25.4000 15,036,800 265 17.7500 -4,528,800 -30.12
2024-05-28 OXLC COHEN JONATHAN H 4,630,000 5.4000 926,000 27.0000 25,002,000
2020-03-18 OXLC COHEN JONATHAN H 24,728 2.2906 4,946 11.4530 56,642

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

OXLCI / Oxford Lane Capital Corp. - Preferred Security Insider Trades
OXLCI / Oxford Lane Capital Corp. - Preferred Security内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 OXLCI / Oxford Lane Capital Corp. - Preferred Security 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

OXLCI / Oxford Lane Capital Corp. - Preferred Security Insider Trades
OXSQH / Oxford Square Capital Corp. - Corporate Bond/Note内部人士买入 - 短期收益分析

在这一部分，我们分析了在 OXLCI / Oxford Lane Capital Corp. - Preferred Security 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
2022-05-27 OXSQ COHEN JONATHAN H 1,773 4.0290 1,773 4.0290 7,143 11 4.2900 463 6.48
2022-05-25 OXSQ COHEN JONATHAN H 832 4.0000 832 4.0000 3,328
2022-05-24 OXSQ COHEN JONATHAN H 4,206 3.9910 4,206 3.9910 16,786
2022-05-23 OXSQ COHEN JONATHAN H 749 3.9980 749 3.9980 2,995
2022-05-20 OXSQ COHEN JONATHAN H 4,374 3.9930 4,374 3.9930 17,465
2022-05-18 OXSQ COHEN JONATHAN H 10,027 4.0850 10,027 4.0850 40,960
2022-05-17 OXSQ COHEN JONATHAN H 4,401 4.0770 4,401 4.0770 17,943
2022-05-16 OXSQ COHEN JONATHAN H 13,801 4.0280 13,801 4.0280 55,590
2022-05-13 OXSQ COHEN JONATHAN H 9,282 3.9770 9,282 3.9770 36,915
2022-05-12 OXSQ COHEN JONATHAN H 27,292 3.8930 27,292 3.8930 106,248
2022-05-11 OXSQ COHEN JONATHAN H 4,256 3.9820 4,256 3.9820 16,947
2022-05-10 OXSQ COHEN JONATHAN H 9,119 3.9990 9,119 3.9990 36,467
2022-05-09 OXSQ COHEN JONATHAN H 17,247 3.9760 17,247 3.9760 68,574
2022-05-06 OXSQ COHEN JONATHAN H 12,707 4.0870 12,707 4.0870 51,934
2022-05-05 OXSQ COHEN JONATHAN H 2,749 4.0940 2,749 4.0940 11,254
2022-05-04 OXSQ COHEN JONATHAN H 13,446 4.0770 13,446 4.0770 54,819
2022-05-03 OXSQ COHEN JONATHAN H 12,835 4.0460 12,835 4.0460 51,930
2022-05-02 OXSQ COHEN JONATHAN H 21,635 4.0000 21,635 4.0000 86,540
2022-03-24 OXSQ COHEN JONATHAN H 4,767 4.0973 4,767 4.0973 19,532
2022-03-23 OXSQ COHEN JONATHAN H 8,653 4.0897 8,653 4.0897 35,388
2022-03-22 OXSQ COHEN JONATHAN H 1,643 4.0968 1,643 4.0968 6,731
2022-03-21 OXSQ COHEN JONATHAN H 100 4.0950 100 4.0950 410
2022-03-18 OXSQ COHEN JONATHAN H 9,624 4.0539 9,624 4.0539 39,015
2022-03-17 OXSQ COHEN JONATHAN H 2,606 4.0102 2,606 4.0102 10,451
2022-03-16 OXSQ COHEN JONATHAN H 9,727 3.9863 9,727 3.9863 38,775
2022-03-14 OXSQ COHEN JONATHAN H 6,750 3.9643 6,750 3.9643 26,759
2022-03-11 OXSQ COHEN JONATHAN H 6,600 3.9647 6,600 3.9647 26,167
2022-03-10 OXSQ COHEN JONATHAN H 9,125 3.9281 9,125 3.9281 35,844
2022-03-09 OXSQ COHEN JONATHAN H 5,744 3.9894 5,744 3.9894 22,915
2021-12-22 OXSQ COHEN JONATHAN H 7,835 3.9716 7,835 3.9716 31,117
2021-12-21 OXSQ COHEN JONATHAN H 10,337 3.8695 10,337 3.8695 39,999
2021-12-20 OXSQ COHEN JONATHAN H 12,679 3.8230 12,679 3.8230 48,472
2021-12-17 OXSQ COHEN JONATHAN H 5,316 3.9202 5,316 3.9202 20,840
2021-09-23 OXSQ COHEN JONATHAN H 12,500 4.0877 12,500 4.0877 51,096
2021-09-22 OXSQ COHEN JONATHAN H 700 4.0796 700 4.0796 2,856
2021-09-21 OXSQ COHEN JONATHAN H 3,951 4.0688 3,951 4.0688 16,076
2021-09-20 OXSQ COHEN JONATHAN H 1,115 4.0271 1,115 4.0271 4,490
2021-08-19 OXSQ COHEN JONATHAN H 1,650 4.1994 1,650 4.1994 6,929
2020-03-13 OXSQ COHEN JONATHAN H 7,662 2.6562 7,662 2.6562 20,352
2018-04-17 OXSQ COHEN JONATHAN H 110 6.1300 110 6.1300 671
2018-04-16 OXSQ COHEN JONATHAN H 1,204 6.1356 1,204 6.1356 7,384
2018-04-13 OXSQ COHEN JONATHAN H 778 6.1232 778 6.1232 4,764
2018-04-12 OXSQ COHEN JONATHAN H 230 6.1300 230 6.1300 1,410
2018-04-11 OXSQ COHEN JONATHAN H 180 6.1079 180 6.1079 1,102
2018-04-06 OXSQ COHEN JONATHAN H 322 6.1993 322 6.1993 1,999
2018-04-03 OXSQ COHEN JONATHAN H 1,816 6.1874 1,816 6.1874 11,239
2018-04-02 OXSQ COHEN JONATHAN H 2,188 6.1229 2,188 6.1229 13,394
2018-03-29 OXSQ COHEN JONATHAN H 3,308 6.1403 3,308 6.1403 20,315
2018-03-28 OXSQ COHEN JONATHAN H 3,930 6.0323 3,930 6.0323 23,707
2018-03-27 OXSQ COHEN JONATHAN H 5,504 5.9911 5,504 5.9911 32,975
2018-03-26 OXSQ COHEN JONATHAN H 4,100 6.1482 4,100 6.1482 25,205
2018-03-23 OXSQ COHEN JONATHAN H 1,966 6.2077 1,966 6.2077 12,204
2018-03-22 TICC COHEN JONATHAN H 3,017 6.1548 3,017 6.1548 18,569
2018-03-21 TICC COHEN JONATHAN H 2,569 6.0821 2,569 6.0821 15,625
2018-03-20 TICC COHEN JONATHAN H 3,723 6.1328 3,723 6.1328 22,832
2018-03-19 TICC COHEN JONATHAN H 6,329 6.0488 6,329 6.0488 38,283
2018-03-16 TICC COHEN JONATHAN H 5,906 6.1224 5,906 6.1224 36,162
2018-03-15 TICC COHEN JONATHAN H 5,262 6.0828 5,262 6.0828 32,005
2018-03-14 TICC COHEN JONATHAN H 5,469 6.2351 5,469 6.2351 34,100
2018-03-13 TICC COHEN JONATHAN H 5,360 6.2467 5,360 6.2467 33,479
2018-03-12 TICC COHEN JONATHAN H 4,234 6.3620 4,234 6.3620 26,937
2018-03-09 TICC COHEN JONATHAN H 4,338 6.3768 4,338 6.3768 27,659
2018-03-08 TICC COHEN JONATHAN H 3,282 6.3064 3,282 6.3064 20,694
2018-03-07 TICC COHEN JONATHAN H 2,855 6.2703 2,855 6.2703 17,902
2018-03-06 TICC COHEN JONATHAN H 3,578 6.2554 3,578 6.2554 22,379
2018-03-05 TICC COHEN JONATHAN H 4,038 6.1975 4,038 6.1975 25,029
2018-03-02 TICC COHEN JONATHAN H 4,402 6.0675 4,402 6.0675 26,709
2018-03-01 TICC COHEN JONATHAN H 3,900 6.0753 3,900 6.0753 23,691
2018-02-28 TICC COHEN JONATHAN H 5,850 6.0563 5,850 6.0563 35,429
2018-02-27 TICC COHEN JONATHAN H 6,604 6.0283 6,604 6.0283 39,811
2018-02-26 TICC COHEN JONATHAN H 3,688 5.8799 3,688 5.8799 21,685
2018-02-23 TICC COHEN JONATHAN H 2,967 5.7589 2,967 5.7589 17,087
2018-02-22 TICC COHEN JONATHAN H 1,619 5.7140 1,619 5.7140 9,251
2018-02-21 TICC COHEN JONATHAN H 3,320 5.6988 3,320 5.6988 18,917
2018-02-20 TICC COHEN JONATHAN H 5,486 5.6435 5,486 5.6435 30,963
2018-02-16 TICC COHEN JONATHAN H 3,688 5.6784 3,688 5.6784 20,939
2018-02-15 TICC COHEN JONATHAN H 3,374 5.6985 3,374 5.6985 19,224
2018-02-14 TICC COHEN JONATHAN H 2,744 5.6472 2,744 5.6472 15,496
2018-02-13 TICC COHEN JONATHAN H 3,739 5.5973 3,739 5.5973 20,928
2018-02-12 TICC COHEN JONATHAN H 7,360 5.5084 7,360 5.5084 40,539
2018-02-09 TICC COHEN JONATHAN H 4,301 5.5016 4,301 5.5016 23,662
2018-02-08 TICC COHEN JONATHAN H 4,889 5.5355 4,889 5.5355 27,063
2017-12-21 TICC COHEN JONATHAN H 6,736 5.8391 6,736 5.8391 39,335
2017-12-20 TICC COHEN JONATHAN H 8,086 5.8313 8,086 5.8313 47,152
2017-12-19 TICC COHEN JONATHAN H 600 5.7479 600 5.7479 3,452
2017-12-18 TICC COHEN JONATHAN H 31,161 5.8112 31,161 5.8112 181,083
2017-12-15 TICC COHEN JONATHAN H 8,498 5.8442 8,498 5.8442 49,664
2017-12-13 TICC COHEN JONATHAN H 4,445 5.9442 4,445 5.9442 26,422
2017-12-12 TICC COHEN JONATHAN H 22,737 6.0759 22,737 6.0759 138,148
2017-12-11 TICC COHEN JONATHAN H 450 6.1000 450 6.1000 2,745
2017-11-22 TICC COHEN JONATHAN H 20 6.1000 20 6.1000 122
2017-11-21 TICC COHEN JONATHAN H 1,050 6.0890 1,050 6.0890 6,393
2017-11-20 TICC COHEN JONATHAN H 1,869 6.0832 1,869 6.0832 11,370
2017-11-17 TICC COHEN JONATHAN H 2,242 6.0574 2,242 6.0574 13,584
2017-11-16 TICC COHEN JONATHAN H 2,956 6.0684 2,956 6.0684 17,938
2017-11-15 TICC COHEN JONATHAN H 8,484 6.0252 8,484 6.0252 51,121
2017-11-14 TICC COHEN JONATHAN H 4,128 6.0353 4,128 6.0353 24,917
2017-11-13 TICC COHEN JONATHAN H 12,916 6.0215 12,916 6.0215 77,771
2017-11-08 TICC COHEN JONATHAN H 5,835 5.9858 5,835 5.9858 34,927
2017-11-07 TICC COHEN JONATHAN H 21,050 5.9880 21,050 5.9880 126,047
2017-11-06 TICC COHEN JONATHAN H 26,431 5.8477 26,431 5.8477 154,561
2017-09-01 TICC COHEN JONATHAN H 732 6.6811 732 6.6811 4,891
2017-08-31 TICC COHEN JONATHAN H 800 6.6962 800 6.6962 5,357
2017-08-30 TICC COHEN JONATHAN H 5,076 6.6725 5,076 6.6725 33,873
2017-08-29 TICC COHEN JONATHAN H 960 6.6976 960 6.6976 6,433
2017-08-28 TICC COHEN JONATHAN H 3,645 6.6915 3,645 6.6915 24,391
2017-08-25 TICC COHEN JONATHAN H 3,091 6.6866 3,091 6.6866 20,668
2017-08-24 TICC COHEN JONATHAN H 3,438 6.6914 3,438 6.6914 23,005
2017-08-23 TICC COHEN JONATHAN H 1,120 6.6875 1,120 6.6875 7,493
2017-08-22 TICC COHEN JONATHAN H 4,422 6.6814 4,422 6.6814 29,548
2017-08-21 TICC COHEN JONATHAN H 5,150 6.6479 5,150 6.6479 34,237
2017-08-18 TICC COHEN JONATHAN H 448 6.6500 448 6.6500 2,983
2017-08-14 TICC COHEN JONATHAN H 2,622 6.6246 2,622 6.6246 17,366
2017-08-11 TICC COHEN JONATHAN H 9,489 6.5814 9,489 6.5814 62,451
2017-08-10 TICC COHEN JONATHAN H 5,042 6.6431 5,042 6.6431 33,498
2016-06-20 TICC COHEN JONATHAN H 28,600 5.4560 28,600 5.4560 156,042
2016-06-17 TICC COHEN JONATHAN H 40,200 5.4380 40,200 5.4380 218,608
2016-06-16 TICC COHEN JONATHAN H 34,136 5.3520 34,136 5.3520 182,696
2016-06-15 TICC COHEN JONATHAN H 40,360 5.3860 40,360 5.3860 217,379
2016-06-14 TICC COHEN JONATHAN H 40,360 5.4290 40,360 5.4290 219,114
2016-06-06 TICC COHEN JONATHAN H 14,400 5.7390 14,400 5.7390 82,642
2016-06-03 TICC COHEN JONATHAN H 120,000 5.6400 120,000 5.6400 676,800
2016-06-02 TICC COHEN JONATHAN H 27,320 5.6080 27,320 5.6080 153,211
2016-06-01 TICC COHEN JONATHAN H 27,320 5.6480 27,320 5.6480 154,303
2016-05-31 TICC COHEN JONATHAN H 27,320 5.6460 27,320 5.6460 154,249
2016-05-27 TICC COHEN JONATHAN H 23,800 5.6500 23,800 5.6500 134,470
2016-05-26 TICC COHEN JONATHAN H 23,880 5.6670 23,880 5.6670 135,328
2016-05-25 TICC COHEN JONATHAN H 23,880 5.6660 23,880 5.6660 135,304
2016-05-24 TICC COHEN JONATHAN H 23,880 5.5950 23,880 5.5950 133,609
2016-05-23 TICC COHEN JONATHAN H 23,880 5.3940 23,880 5.3940 128,809
2016-05-20 TICC COHEN JONATHAN H 20,160 5.2690 20,160 5.2690 106,223
2016-05-19 TICC COHEN JONATHAN H 20,160 5.2850 20,160 5.2850 106,546
2016-05-18 TICC COHEN JONATHAN H 20,160 5.4360 20,160 5.4360 109,590
2016-05-17 TICC COHEN JONATHAN H 20,160 5.4260 20,160 5.4260 109,388
2016-05-16 TICC COHEN JONATHAN H 20,160 5.4360 20,160 5.4360 109,590
2016-05-13 TICC COHEN JONATHAN H 13,571 5.3430 13,571 5.3430 72,509
2016-05-12 TICC COHEN JONATHAN H 16,680 5.3030 16,680 5.3030 88,454
2016-05-11 TICC COHEN JONATHAN H 16,680 5.2370 16,680 5.2370 87,353
2016-05-10 TICC COHEN JONATHAN H 16,680 5.0840 16,680 5.0840 84,801
2016-05-09 TICC COHEN JONATHAN H 16,680 5.0410 16,680 5.0410 84,084
2016-05-06 TICC COHEN JONATHAN H 12,800 5.0170 12,800 5.0170 64,218
2016-05-05 TICC COHEN JONATHAN H 12,800 5.0030 12,800 5.0030 64,038
2008-11-21 TICC COHEN JONATHAN H 20,000 2.9000 20,000 2.9000 58,000
2008-11-21 TICC COHEN JONATHAN H 10,000 2.9300 10,000 2.9300 29,300
2008-11-20 TICC COHEN JONATHAN H 100 2.9000 100 2.9000 290
2008-11-12 TICC COHEN JONATHAN H 8,500 2.9500 8,500 2.9500 25,075
2008-09-18 TICC COHEN JONATHAN H 200 4.6000 200 4.6000 920
2008-09-18 TICC COHEN JONATHAN H 10,000 4.6500 10,000 4.6500 46,500
2008-06-23 TICC COHEN JONATHAN H 500 5.0000 500 5.0000 2,500
2008-06-23 TICC COHEN JONATHAN H 4,301 5.1100 4,301 5.1100 21,978
2008-06-20 TICC COHEN JONATHAN H 5,000 5.0300 5,000 5.0300 25,150
2008-06-20 TICC COHEN JONATHAN H 300 5.0400 300 5.0400 1,512
2008-06-20 TICC COHEN JONATHAN H 11,130 5.0500 11,130 5.0500 56,206
2008-06-20 TICC COHEN JONATHAN H 5,000 5.0800 5,000 5.0800 25,400
2008-06-20 TICC COHEN JONATHAN H 10,000 5.1000 10,000 5.1000 51,000

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

OXSQH / Oxford Square Capital Corp. - Corporate Bond/Note Insider Trades
OXSQH / Oxford Square Capital Corp. - Corporate Bond/Note内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 OXLCI / Oxford Lane Capital Corp. - Preferred Security 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

OXSQH / Oxford Square Capital Corp. - Corporate Bond/Note Insider Trades
内幕交易历史

该表格显示了由 Jonathan H Cohen 进行的所有内幕交易的完整列表，这些交易已向美国证券交易委员会（SEC）披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化		 每股
股价		 交易
金额		 剩余
金额
2024-12-17 2024-12-17 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 2,960,000 7,824,728 60.85 5.08 15,036,800 39,749,618
2024-09-24 2024-09-01 4 NONE Oxford Park Income Fund, Inc.
Common Stock 		P - Purchase 112,768 237,129 90.68 27.49 3,100,000 6,518,665
2024-09-24 2024-05-01 4 NONE Oxford Park Income Fund, Inc.
Common Stock 		P - Purchase 84,360 124,360 210.90 28.45 2,400,051 3,538,051
2024-05-29 2024-05-28 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 4,630,000 4,864,728 1,972.50 5.40 25,002,000 26,269,531
2023-07-06 2023-06-14 4 OXSQ Oxford Square Capital Corp.
Common Stock, par value $0.01 per share 		X - Other 568,122 2,272,489 33.33 2.66 1,511,205 6,044,821
2023-04-03 3 NONE Oxford Park Income Fund, Inc.
Common Stock 		40,000
2022-05-31 2022-05-27 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,773 1,704,368 0.10 4.03 7,143 6,866,899
2022-05-26 2022-05-25 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 832 1,702,595 0.05 4.00 3,328 6,810,380
2022-05-26 2022-05-24 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,206 1,701,763 0.25 3.99 16,786 6,791,736
2022-05-23 2022-05-23 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 749 1,697,557 0.04 4.00 2,995 6,786,833
2022-05-23 2022-05-20 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,374 1,696,808 0.26 3.99 17,465 6,775,354
2022-05-19 2022-05-18 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 10,027 1,692,434 0.60 4.08 40,960 6,913,593
2022-05-17 2022-05-17 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,401 1,682,407 0.26 4.08 17,943 6,859,173
2022-05-17 2022-05-16 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 13,801 1,678,006 0.83 4.03 55,590 6,759,008
2022-05-16 2022-05-13 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,282 1,664,205 0.56 3.98 36,915 6,618,543
2022-05-16 2022-05-12 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 27,292 1,654,923 1.68 3.89 106,248 6,442,615
2022-05-12 2022-05-11 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,256 1,627,631 0.26 3.98 16,947 6,481,227
2022-05-12 2022-05-10 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,119 1,623,375 0.56 4.00 36,467 6,491,877
2022-05-09 2022-05-09 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 17,247 1,614,256 1.08 3.98 68,574 6,418,282
2022-05-09 2022-05-06 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,707 1,597,009 0.80 4.09 51,934 6,526,976
2022-05-06 2022-05-05 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 2,749 1,584,302 0.17 4.09 11,254 6,486,132
2022-05-06 2022-05-04 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 13,446 1,581,553 0.86 4.08 54,819 6,447,992
2022-05-04 2022-05-03 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,835 1,568,107 0.83 4.05 51,930 6,344,561
2022-05-04 2022-05-02 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 21,635 1,555,272 1.41 4.00 86,540 6,221,088
2022-03-25 2022-03-24 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,767 1,533,637 0.31 4.10 19,532 6,283,771
2022-03-25 2022-03-23 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 8,653 1,528,870 0.57 4.09 35,388 6,252,620
2022-03-22 2022-03-22 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,643 1,520,217 0.11 4.10 6,731 6,228,025
2022-03-22 2022-03-21 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 100 1,518,574 0.01 4.10 410 6,218,561
2022-03-22 2022-03-18 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,624 1,518,474 0.64 4.05 39,015 6,155,742
2022-03-17 2022-03-17 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 2,606 1,508,851 0.17 4.01 10,451 6,050,794
2022-03-17 2022-03-16 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,727 1,506,245 0.65 3.99 38,775 6,004,344
2022-03-14 2022-03-14 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 6,750 1,496,518 0.45 3.96 26,759 5,932,646
2022-03-14 2022-03-11 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 6,600 1,489,768 0.44 3.96 26,167 5,906,483
2022-03-11 2022-03-10 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,125 1,483,168 0.62 3.93 35,844 5,826,032
2022-03-11 2022-03-09 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 5,744 1,474,043 0.39 3.99 22,915 5,880,547
2021-12-23 2021-12-22 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 7,835 1,468,299 0.54 3.97 31,117 5,831,496
2021-12-23 2021-12-21 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 10,337 1,460,464 0.71 3.87 39,999 5,651,265
2021-12-21 2021-12-20 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,679 1,450,127 0.88 3.82 48,472 5,543,836
2021-12-21 2021-12-17 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 5,316 1,437,448 0.37 3.92 20,840 5,635,084
2021-09-24 2021-09-23 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,500 1,432,132 0.88 4.09 51,096 5,854,126
2021-09-24 2021-09-22 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 700 1,419,632 0.05 4.08 2,856 5,791,531
2021-09-22 2021-09-21 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 3,951 1,418,932 0.28 4.07 16,076 5,773,351
2021-09-22 2021-09-20 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,115 1,414,981 0.08 4.03 4,490 5,698,270
2021-08-23 2021-08-19 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,650 1,413,866 0.12 4.20 6,929 5,937,389
2020-03-19 2020-03-18 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 24,728 234,728 11.78 2.29 56,642 537,668
2020-03-17 2020-03-13 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 7,662 1,412,068 0.55 2.66 20,352 3,750,735
2020-03-16 2020-03-12 4 OXLC Oxford Lane Capital Corp.
7.50% Series 2023 Term Preferred Stock 		J - Other -21,474 42,970 -33.32 25.06 -538,078 1,076,708
2019-11-26 2019-11-25 4 OXLC Oxford Lane Capital Corp.
7.50% Series 2023 Term Preferred Stock 		P - Purchase 20,000 64,444 45.00 25.48 509,604 1,642,046
2018-04-18 2018-04-17 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 110 1,405,099 0.01 6.13 671 8,613,257
2018-04-18 2018-04-16 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,204 1,404,972 0.09 6.14 7,384 8,620,349
2018-04-13 2018-04-13 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 778 1,403,769 0.06 6.12 4,764 8,595,558
2018-04-13 2018-04-12 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 230 1,402,991 0.02 6.13 1,410 8,600,335
2018-04-13 2018-04-11 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 180 1,402,761 0.01 6.11 1,102 8,567,924
2018-04-10 2018-04-06 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 322 1,402,580 0.02 6.20 1,999 8,695,017
2018-04-04 2018-04-03 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,816 1,402,258 0.13 6.19 11,239 8,676,331
2018-04-04 2018-04-02 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,188 1,400,442 0.16 6.12 13,394 8,574,763
2018-03-29 2018-03-29 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,308 1,398,254 0.24 6.14 20,315 8,585,699
2018-03-29 2018-03-28 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,930 1,394,946 0.28 6.03 23,707 8,414,730
2018-03-27 2018-03-27 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,504 1,391,016 0.40 5.99 32,975 8,333,713
2018-03-27 2018-03-26 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,100 1,385,962 0.30 6.15 25,205 8,521,168
2018-03-27 2018-03-23 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,966 1,381,862 0.14 6.21 12,204 8,578,185
2018-03-22 2018-03-22 4 TICC Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,017 1,379,896 0.22 6.15 18,569 8,492,984
2018-03-22 2018-03-21 4 TICC Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,569 1,376,879 0.19 6.08 15,625 8,374,316
2018-03-22 2018-03-20 4 TICC Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,723 1,374,310 0.27 6.13 22,832 8,428,368
2018-03-19 2018-03-19 4 TICC Oxford Street Capital Corp.
Common stock, $0.01 par value 		P - Purchase 6,329 1,370,587 0.46 6.05 38,283 8,290,407
2018-03-19 2018-03-16 4 TICC Oxford Street Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,906 1,364,258 0.43 6.12 36,162 8,352,533
2018-03-19 2018-03-15 4 TICC Oxford Street Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,262 1,358,352 0.39 6.08 32,005 8,262,581
2018-03-14 2018-03-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,469 1,353,090 0.41 6.24 34,100 8,436,651
2018-03-14 2018-03-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,360 1,347,621 0.40 6.25 33,479 8,418,184
2018-03-14 2018-03-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,234 1,342,262 0.32 6.36 26,937 8,539,468
2018-03-09 2018-03-09 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,338 1,338,028 0.33 6.38 27,659 8,532,334
2018-03-09 2018-03-08 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,282 1,333,690 0.25 6.31 20,694 8,410,783
2018-03-09 2018-03-07 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,855 1,330,408 0.22 6.27 17,902 8,342,060
2018-03-06 2018-03-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,578 1,327,554 0.27 6.26 22,379 8,304,378
2018-03-06 2018-03-05 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,038 1,323,976 0.31 6.20 25,029 8,205,341
2018-03-06 2018-03-02 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,402 1,319,938 0.33 6.07 26,709 8,008,721
2018-03-01 2018-03-01 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,900 1,315,896 0.30 6.08 23,691 7,994,460
2018-03-01 2018-02-28 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,850 1,311,996 0.45 6.06 35,429 7,945,841
2018-03-01 2018-02-27 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 6,604 1,306,146 0.51 6.03 39,811 7,873,840
2018-02-26 2018-02-26 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,688 1,299,542 0.28 5.88 21,685 7,641,177
2018-02-26 2018-02-23 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,967 1,295,854 0.23 5.76 17,087 7,462,694
2018-02-26 2018-02-22 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,619 1,292,887 0.13 5.71 9,251 7,387,556
2018-02-21 2018-02-21 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,320 1,291,268 0.26 5.70 18,917 7,358,678
2018-02-21 2018-02-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,486 1,287,948 0.43 5.64 30,963 7,268,537
2018-02-21 2018-02-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,688 1,282,462 0.29 5.68 20,939 7,282,332
2018-02-15 2018-02-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,374 1,278,774 0.26 5.70 19,224 7,287,096
2018-02-15 2018-02-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,744 1,275,401 0.22 5.65 15,496 7,202,445
2018-02-15 2018-02-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,739 1,272,657 0.29 5.60 20,928 7,123,443
2018-02-12 2018-02-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 7,360 1,268,918 0.58 5.51 40,539 6,989,708
2018-02-12 2018-02-09 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,301 1,261,558 0.34 5.50 23,662 6,940,590
2018-02-12 2018-02-08 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,889 1,257,258 0.39 5.54 27,063 6,959,549
2017-12-21 2017-12-21 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 6,736 1,252,350 0.54 5.84 39,335 7,312,600
2017-12-21 2017-12-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 8,086 1,245,614 0.65 5.83 47,152 7,263,549
2017-12-19 2017-12-19 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 600 1,237,528 0.05 5.75 3,452 7,113,187
2017-12-19 2017-12-18 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 31,161 1,236,928 2.58 5.81 181,083 7,188,033
2017-12-19 2017-12-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 8,498 1,205,766 0.71 5.84 49,664 7,046,741
2017-12-13 2017-12-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,445 1,197,268 0.37 5.94 26,422 7,116,803
2017-12-13 2017-12-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 22,737 1,192,824 1.94 6.08 138,148 7,247,476
2017-12-13 2017-12-11 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 450 1,170,086 0.04 6.10 2,745 7,137,528
2017-11-24 2017-11-22 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20 1,169,636 0.00 6.10 122 7,134,783
2017-11-24 2017-11-21 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,050 1,169,616 0.09 6.09 6,393 7,121,795
2017-11-20 2017-11-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,869 1,168,566 0.16 6.08 11,370 7,108,624
2017-11-20 2017-11-17 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,242 1,166,698 0.19 6.06 13,584 7,067,153
2017-11-20 2017-11-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,956 1,164,455 0.25 6.07 17,938 7,066,379
2017-11-15 2017-11-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 8,484 1,161,499 0.74 6.03 51,121 6,998,264
2017-11-15 2017-11-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,128 1,153,014 0.36 6.04 24,917 6,958,788
2017-11-15 2017-11-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 12,916 1,148,886 1.14 6.02 77,771 6,918,017
2017-11-08 2017-11-08 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,835 1,135,970 0.52 5.99 34,927 6,799,692
2017-11-08 2017-11-07 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 21,050 1,130,136 1.90 5.99 126,047 6,767,251
2017-11-08 2017-11-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 26,431 1,109,086 2.44 5.85 154,561 6,485,599
2017-09-05 2017-09-01 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 732 1,082,626 0.07 6.68 4,891 7,233,136
2017-09-05 2017-08-31 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 800 1,081,894 0.07 6.70 5,357 7,244,582
2017-08-30 2017-08-30 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 5,076 1,081,094 0.47 6.67 33,873 7,213,603
2017-08-30 2017-08-29 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 960 1,076,018 0.09 6.70 6,433 7,206,738
2017-08-30 2017-08-28 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 3,645 1,075,058 0.34 6.69 24,391 7,193,747
2017-08-25 2017-08-25 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 3,091 1,071,412 0.29 6.69 20,668 7,164,107
2017-08-25 2017-08-24 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 3,438 1,068,322 0.32 6.69 23,005 7,148,566
2017-08-25 2017-08-23 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 1,120 1,064,884 0.11 6.69 7,493 7,121,408
2017-08-22 2017-08-22 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 4,422 1,063,763 0.42 6.68 29,548 7,107,426
2017-08-22 2017-08-21 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 5,150 1,059,340 0.49 6.65 34,237 7,042,390
2017-08-22 2017-08-18 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 448 1,054,190 0.04 6.65 2,983 7,010,367
2017-08-14 2017-08-14 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 2,622 1,053,742 0.25 6.62 17,366 6,980,619
2017-08-14 2017-08-11 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 9,489 1,051,120 0.91 6.58 62,451 6,917,844
2017-08-14 2017-08-10 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 5,042 1,041,632 0.49 6.64 33,498 6,919,662
2016-06-21 2016-06-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 28,600 1,036,514 2.84 5.46 156,042 5,655,219
2016-06-21 2016-06-17 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 40,200 1,007,914 4.15 5.44 218,608 5,481,035
2016-06-16 2016-06-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 34,136 967,714 3.66 5.35 182,696 5,179,204
2016-06-16 2016-06-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 40,360 933,578 4.52 5.39 217,379 5,028,250
2016-06-16 2016-06-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 40,360 893,218 4.73 5.43 219,114 4,849,279
2016-06-08 2016-06-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 14,400 852,858 1.72 5.74 82,642 4,894,551
2016-06-03 2016-06-03 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 120,000 838,458 16.70 5.64 676,800 4,728,902
2016-06-03 2016-06-02 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 27,320 718,458 3.95 5.61 153,211 4,029,111
2016-06-03 2016-06-01 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 27,320 691,138 4.12 5.65 154,303 3,903,546
2016-05-31 2016-05-31 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 27,320 663,818 4.29 5.65 154,249 3,747,915
2016-05-31 2016-05-27 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,800 636,498 3.88 5.65 134,470 3,596,213
2016-05-31 2016-05-26 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 612,618 4.06 5.67 135,328 3,471,705
2016-05-25 2016-05-25 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 588,738 4.23 5.67 135,304 3,335,788
2016-05-25 2016-05-24 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 564,858 4.41 5.60 133,609 3,160,379
2016-05-25 2016-05-23 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 540,978 4.62 5.39 128,809 2,918,034
2016-05-20 2016-05-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 517,098 4.06 5.27 106,223 2,724,588
2016-05-20 2016-05-19 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 496,938 4.23 5.28 106,546 2,626,316
2016-05-20 2016-05-18 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 476,778 4.42 5.44 109,590 2,591,764
2016-05-17 2016-05-17 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 456,618 4.62 5.43 109,388 2,477,608
2016-05-17 2016-05-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 436,458 4.84 5.44 109,590 2,372,585
2016-05-17 2016-05-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 13,571 416,298 3.37 5.34 72,509 2,224,279
2016-05-12 2016-05-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 402,727 4.32 5.30 88,454 2,135,661
2016-05-12 2016-05-11 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 386,047 4.52 5.24 87,353 2,021,728
2016-05-12 2016-05-10 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 369,367 4.73 5.08 84,801 1,877,862
2016-05-09 2016-05-09 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 352,687 4.96 5.04 84,084 1,777,895
2016-05-09 2016-05-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 12,800 336,007 3.96 5.02 64,218 1,685,747
2016-05-09 2016-05-05 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 12,800 323,207 4.12 5.00 64,038 1,617,005
2014-03-12 2014-03-11 4 OXLC Oxford Lane Capital Corp.
Common Stock 		X - Other 10,000 210,000 5.00 17.00 170,000 3,570,000
2014-03-12 2014-03-03 4 OXLC Oxford Lane Capital Corp.
Subscription Rights 		X - Other -20,000 0 -100.00
2013-11-18 2013-11-18 4 OXLC Oxford Lane Capital Corp.
7.50% Series 2023 Term Preferred Stock 		P - Purchase 44,444 44,444 22.50 999,990 999,990
2013-02-26 2013-02-25 4 OXLC Oxford Lane Capital Corp.
Common Stock 		X - Other 100,000 200,000 100.00 14.50 1,450,000 2,900,000
2013-02-26 2013-02-15 4 OXLC Oxford Lane Capital Corp.
Subscription Rights 		X - Other -100,000 0 -100.00
2012-04-30 2012-04-27 4 OXLC Oxford Lane Capital Corp.
Subscription Rights 		X - Other -46,667 0 -100.00
2012-04-30 2012-04-27 4 OXLC Oxford Lane Capital Corp.
Common Stock 		X - Other 46,667 100,000 87.50 13.75 641,671 1,375,000
2011-01-19 3 OXLC Oxford Lane Capital Corp.
Common Stock 		2,500
2008-11-24 2008-11-21 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 10,000 288,737 3.59 2.93 29,300 845,999
2008-11-24 2008-11-21 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 20,000 278,737 7.73 2.90 58,000 808,337
2008-11-24 2008-11-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 100 258,737 0.04 2.90 290 750,337
2008-11-13 2008-11-12 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 8,500 258,637 3.40 2.95 25,075 762,979
2008-09-19 2008-09-18 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 10,000 250,125 4.16 4.65 46,500 1,163,081
2008-09-19 2008-09-18 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 200 240,125 0.08 4.60 920 1,104,575
2008-06-24 2008-06-23 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 4,301 239,925 1.83 5.11 21,978 1,226,017
2008-06-24 2008-06-23 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 500 235,624 0.21 5.00 2,500 1,178,120
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 10,000 235,124 4.44 5.10 51,000 1,199,132
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 5,000 225,124 2.27 5.08 25,400 1,143,630
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 11,130 220,124 5.33 5.05 56,206 1,111,626
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 300 208,994 0.14 5.04 1,512 1,053,330
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 5,000 208,694 2.45 5.03 25,150 1,049,731
2008-06-23 2008-06-13 4/A TICC TICC Capital Corp.
Subscription Agreement 		X - Other -150,300 0 -100.00
2008-06-23 2008-06-13 4/A TICC TICC Capital Corp.
Common Stock 		X - Other 53,253 203,694 35.40 5.20 276,916 1,059,209
2008-06-17 2008-06-13 4 TICC TICC Capital Corp.
Subscription Agreement 		X - Other -150,300 0 -100.00
2008-06-17 2008-06-13 4 TICC TICC Capital Corp.
Common Stock 		X - Other 30,060 180,501 19.98 5.20 156,312 938,605
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）