介绍

本页面提供了有关 Robert P Browne 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Robert P Browne已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:NTRS / Northern Trust Corporation EVP & Chief Investment Officer 2,601
如何解读这些图表

以下图表显示了在Robert P Browne进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Robert P Browne 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2021-05-07 2021-05-05 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -6,755 2,601 -72.20
2021-05-07 2021-05-05 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -6,755 25,199 -21.14 116.83 -789,187 2,943,999
2021-05-07 2021-05-05 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 6,755 31,954 26.81 88.06 594,845 2,813,869
2021-04-30 2021-04-29 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -10,000 9,356 -51.66
2021-04-30 2021-04-29 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -13,500 25,199 -34.88 114.37 -1,543,995 2,882,010
2021-04-30 2021-04-29 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 10,000 38,699 34.84 88.06 880,600 3,407,834
2021-03-15 2021-03-12 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -10,000 28,699 -25.84 102.18 -1,021,800 2,932,464
2021-03-03 2021-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,328 38,699 -5.67 98.43 -229,145 3,809,143
2021-02-24 2021-02-22 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,143 41,660 -2.67 96.92 -110,780 4,037,687
2021-02-19 2021-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 7,542 42,803 21.39
2021-01-21 2021-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -3,581 35,261 -9.22 96.76 -346,498 3,411,854
2021-01-21 2021-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 11,445 38,842 41.77
2020-12-07 2020-12-03 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -823 27,397 -2.92 93.31 -76,794 2,556,414
2020-11-25 2020-11-24 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -1,100 28,220 -3.75 97.29 -107,019 2,745,524
2020-11-12 2020-11-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -5,355 0 -100.00
2020-11-12 2020-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -5,355 29,320 -15.44 91.55 -490,250 2,684,246
2020-11-12 2020-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 5,355 34,675 18.26 58.25 311,929 2,019,819
2020-06-05 2020-06-03 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -5,000 29,320 -14.57 84.82 -424,100 2,486,922
2020-03-11 2020-03-10 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -4,500 34,320 -11.59 72.31 -325,395 2,481,679
2020-03-03 2020-03-02 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,727 38,820 -4.26 86.63 -149,610 3,362,977
2020-02-25 2020-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,258 42,509 -2.87 101.35 -127,498 4,308,287
2020-02-21 2020-02-20 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -3,708 5,355 -40.91
2020-02-21 2020-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -3,708 43,767 -7.81 104.07 -385,892 4,554,832
2020-02-21 2020-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 3,708 47,475 8.47 58.25 215,991 2,765,419
2020-02-19 2020-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 7,533 43,767 20.79
2020-02-19 2020-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,045 36,234 -5.34 100.60 -205,727 3,645,140
2020-01-22 2020-01-21 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -4,850 41,947 -10.36 109.23 -529,766 4,581,871
2020-01-22 2020-01-21 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 13,934 46,797 42.40
2019-12-12 2019-12-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -11,869 0 -100.00
2019-12-12 2019-12-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -1,110 0 -100.00
2019-12-12 2019-12-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -711 0 -100.00
2019-12-12 2019-12-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -356 0 -100.00
2019-12-12 2019-12-11 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -14,046 32,863 -29.94 109.28 -1,534,947 3,591,269
2019-12-12 2019-12-11 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 11,869 46,909 33.87 70.21 833,322 3,293,481
2019-12-12 2019-12-11 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 1,110 35,040 3.27 60.85 67,544 2,132,184
2019-12-12 2019-12-11 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 711 33,930 2.14 52.69 37,463 1,787,772
2019-12-12 2019-12-11 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 356 33,219 1.08 52.64 18,740 1,748,648
2019-11-08 2019-11-07 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -11,534 9,063 -56.00
2019-11-08 2019-11-07 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -11,534 32,863 -25.98 107.85 -1,243,942 3,544,275
2019-11-08 2019-11-07 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 11,534 44,397 35.10 58.25 671,856 2,586,125
2019-10-29 2019-10-29 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -6,453 19,356 -25.00
2019-10-29 2019-10-29 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -12,359 20,597 -37.50
2019-10-29 2019-10-29 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -18,812 32,863 -36.40 102.96 -1,936,884 3,383,574
2019-10-29 2019-10-29 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 6,453 51,675 14.27 88.06 568,251 4,550,500
2019-10-29 2019-10-29 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 12,359 45,222 37.61 58.25 719,912 2,634,182
2019-10-29 2019-10-28 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -11,870 11,869 -50.00
2019-10-29 2019-10-28 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -11,093 1,110 -90.90
2019-10-29 2019-10-28 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -22,963 32,863 -41.13 102.06 -2,343,604 3,353,998
2019-10-29 2019-10-28 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 11,870 55,826 27.00 70.21 833,393 3,919,543
2019-10-29 2019-10-28 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 11,093 43,956 33.76 60.85 675,009 2,674,723
2019-10-29 2019-10-25 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -7,118 711 -90.92
2019-10-29 2019-10-25 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -3,562 356 -90.91
2019-10-29 2019-10-25 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -10,680 32,863 -24.53 101.56 -1,084,661 3,337,566
2019-10-29 2019-10-25 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 7,118 43,543 19.54 52.69 375,047 2,294,281
2019-10-29 2019-10-25 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 3,562 36,425 10.84 52.64 187,504 1,917,412
2019-07-30 2019-07-29 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -9,983 12,203 -45.00
2019-07-30 2019-07-29 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -9,983 48,776 -16.99 99.17 -990,014 4,837,116
2019-07-30 2019-07-29 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 9,983 58,759 20.47 60.85 607,466 3,575,485
2019-07-30 2019-07-26 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -6,406 7,829 -45.00
2019-07-30 2019-07-26 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -3,206 3,918 -45.00
2019-07-30 2019-07-26 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -9,612 48,776 -16.46 99.63 -957,644 4,859,553
2019-07-30 2019-07-26 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 6,406 58,388 12.32 52.69 337,532 3,076,464
2019-07-30 2019-07-26 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 3,206 51,982 6.57 52.64 168,764 2,736,332
2019-07-30 2019-07-26 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -12,000 48,776 -19.74 99.60 -1,195,200 4,858,090
2019-06-14 2019-06-14 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -12,156 60,776 -16.67 86.88 -1,056,113 5,280,219
2019-03-05 2019-03-01 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -778 72,932 -1.06 93.49 -72,735 6,818,413
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 8,562 73,710 13.14
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,578 65,148 -2.36 92.83 -146,486 6,047,689
2019-02-21 2019-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,045 66,726 -2.97 92.83 -189,837 6,194,175
2019-01-24 2019-01-22 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -7,704 68,771 -10.07 90.42 -696,596 6,218,274
2019-01-24 2019-01-22 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 21,002 76,475 37.86
2018-03-09 2018-03-08 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -400 55,473 -0.72
2018-03-09 2018-03-08 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -6,000 55,873 -9.70 106.79 -640,740 5,966,678
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 7,019 61,873 12.80
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,578 54,854 -2.80 105.15 -165,927 5,767,898
2018-02-14 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,639 56,432 -2.82 98.88 -162,064 5,579,996
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -5,970 58,071 -9.32 106.71 -637,059 6,196,756
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 15,909 64,041 33.05 106.71 1,697,649 6,833,815
2017-09-12 2017-09-11 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -11,000 48,132 -18.60 90.21 -992,310 4,341,988
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
A - Award 25,809 25,809
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 5,678 59,132 10.62
2017-02-14 2017-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -4,555 53,454 -7.85 86.30 -393,119 4,613,347
2017-02-14 2017-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,690 58,009 -2.83 85.66 -144,757 4,968,761
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -5,619 59,699 -8.60 88.92 -499,670 5,308,734
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 15,767 65,318 31.82
2016-08-12 2016-08-12 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -5,883 0 -100.00
2016-08-12 2016-08-12 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -5,883 49,551 -10.61 67.76 -398,632 3,357,576
2016-08-12 2016-08-12 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 5,883 66,889 9.64 50.99 299,974 3,410,670
2016-08-10 2016-08-08 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
M - Exercise -11,455 0 -100.00
2016-08-10 2016-08-08 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -11,455 49,551 -18.78 69.16 -792,228 3,426,947
2016-08-10 2016-08-08 4 NTRS NORTHERN TRUST CORP
Common Stock
M - Exercise 11,455 61,006 23.12 43.65 500,011 2,662,912
2016-03-07 2016-03-04 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -14,000 49,551 -22.03 65.06 -910,804 3,223,659
2016-03-07 2016-03-03 4 NTRS NORTHERN TRUST CORP
Common Stock
S - Sale -14,000 63,551 -18.05 64.29 -900,064 4,085,713
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
A - Award 32,956 32,956
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 9,228 77,551 13.51
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -3,491 68,323 -4.86 58.08 -202,740 3,967,858
2016-02-16 2016-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -3,604 71,814 -4.78 55.16 -198,779 3,960,901
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -3,021 75,418 -3.85 64.43 -194,643 4,859,182
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 9,490 78,439 13.76
2016-01-21 2015-02-04 4 NTRS NORTHERN TRUST CORP
Common Stock
G - Gift -200 68,949 -0.29
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy)
A - Award 23,739 23,739
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock
A - Award 7,122 69,149 11.48
2015-02-18 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -1,477 62,027 -2.33 70.03 -103,434 4,343,751
2015-02-18 2015-02-13 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,389 63,504 -3.63 70.31 -167,971 4,464,966
2014-10-24 2014-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock
F - Taxes -2,341 47,348 -4.71 63.84 -149,438 3,022,460
2014-07-25 3 NTRS NORTHERN TRUST CORP
Common Stock
120,567
2014-07-25 3 NTRS NORTHERN TRUST CORP
Common Stock
84,135
2014-07-25 3 NTRS NORTHERN TRUST CORP
Common Stock
120,567
2014-07-25 3 NTRS NORTHERN TRUST CORP
Common Stock
84,135
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)