Harbour ETF 信托 - Harbour Scientific Alpha 收益 ETF
US ˙ ARCA

介绍

本页面提供了有关 Rheo A Brouillard 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。尽管存在这些限制，学术研究表明，整体而言，内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易，排除了作为10b5-1交易计划的一部分的交易。然后，对每笔交易在3、6和12个月的表现进行平均，以生成该笔交易最终的表现指标。然后，将所有交易的表现指标进行平均，计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A"，则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易，或者他们进行的交易距离现在时间太近，无法计算出可靠的表现指标。

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查看收益最高的的内幕交易者列表。

查看排名最高的内部人士。
报告内部持仓的公司

美国证券交易委员会（SEC）文件显示Rheo A Brouillard已报告在以下公司拥有持仓或进行了交易：

证券 职位 最新报告的持仓
US:BHLB / Berkshire Hills Bancorp, Inc. Director 2,248
US:SIFI / Harbor ETF Trust - Harbor Scientific Alpha Income ETF President and CEO, Director 0
如何解读这些图表

以下图表显示了在Rheo A Brouillard进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如，如果一笔内部人士交易是在2019年1月1日进行的，该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元，则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%，而从10美元跌至5美元的价格变化将为-50%。

最终，我们将评估内部人士的交易与股价的超额回报（正向或负向）之间的相关性，以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为，我们预期看到（a）买入后的正回报，或者（b）卖出后的负回报。对于情况（a），买入图表将显示一系列向上倾斜的曲线，表示每次买入后都有正回报。对于情况（b），卖出图表将显示一系列向下倾斜的曲线，表示每次卖出后都有负回报。

然而，仅凭这一点还不足以得出结论。例如，如果公司的股价在多年内呈现非周期性上升，我们会预期所有买入后的图表都呈现向上倾斜。同样地，多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下，“买入”图表显示正向信号，而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易，以获得财务优势。

SIFI / Harbor ETF Trust - Harbor Scientific Alpha Income ETF内部人士买入 - 短期收益分析

在这一部分，我们分析了在 SIFI / Harbor ETF Trust - Harbor Scientific Alpha Income ETF 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
2014-11-04 SIFI BROUILLARD RHEO A 5,784 11.1500 5,784 11.1500 64,492 365 12.9700 10,527 16.32
2014-05-06 SIFI BROUILLARD RHEO A 100 11.6020 100 11.6020 1,160

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SIFI / Harbor ETF Trust - Harbor Scientific Alpha Income ETF Insider Trades
SIFI / Harbor ETF Trust - Harbor Scientific Alpha Income ETF内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 SIFI / Harbor ETF Trust - Harbor Scientific Alpha Income ETF 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
2018-06-07 SIFI BROUILLARD RHEO A 861 15.0000 861 15.0000 12,915 200 12.6000 -2,066 -16.00
2018-06-06 SIFI BROUILLARD RHEO A 1,761 15.0000 1,761 15.0000 26,415
2018-06-06 SIFI BROUILLARD RHEO A 600 14.9750 600 14.9750 8,985
2018-06-06 SIFI BROUILLARD RHEO A 3,100 14.9500 3,100 14.9500 46,345
2018-06-05 SIFI BROUILLARD RHEO A 200 15.0000 200 15.0000 3,000
2018-03-12 SIFI BROUILLARD RHEO A 100 14.6500 100 14.6500 1,465
2018-03-12 SIFI BROUILLARD RHEO A 500 14.6000 500 14.6000 7,300
2018-03-12 SIFI BROUILLARD RHEO A 1,000 14.5500 1,000 14.5500 14,550
2018-03-09 SIFI BROUILLARD RHEO A 100 14.6000 100 14.6000 1,460
2018-03-09 SIFI BROUILLARD RHEO A 500 14.5000 500 14.5000 7,250
2018-03-09 SIFI BROUILLARD RHEO A 700 14.4750 700 14.4750 10,132
2018-03-09 SIFI BROUILLARD RHEO A 700 14.4500 700 14.4500 10,115
2018-02-14 SIFI BROUILLARD RHEO A 748 14.0000 748 14.0000 10,472
2018-02-13 SIFI BROUILLARD RHEO A 200 14.0000 200 14.0000 2,800
2018-02-12 SIFI BROUILLARD RHEO A 120 14.0000 120 14.0000 1,680
2018-02-09 SIFI BROUILLARD RHEO A 491 14.2500 491 14.2500 6,997
2018-02-09 SIFI BROUILLARD RHEO A 341 14.2000 341 14.2000 4,842
2018-02-09 SIFI BROUILLARD RHEO A 600 14.1500 600 14.1500 8,490
2018-02-09 SIFI BROUILLARD RHEO A 400 14.1000 400 14.1000 5,640
2018-02-09 SIFI BROUILLARD RHEO A 700 14.0000 700 14.0000 9,800
2018-01-09 SIFI BROUILLARD RHEO A 700 14.6000 700 14.6000 10,220
2018-01-09 SIFI BROUILLARD RHEO A 400 14.5750 400 14.5750 5,830
2018-01-09 SIFI BROUILLARD RHEO A 2,000 14.5500 2,000 14.5500 29,100
2018-01-09 SIFI BROUILLARD RHEO A 500 14.5000 500 14.5000 7,250
2017-12-11 SIFI BROUILLARD RHEO A 2,914 14.7500 2,914 14.7500 42,982
2017-12-11 SIFI BROUILLARD RHEO A 686 14.7000 686 14.7000 10,084
2017-11-10 SIFI BROUILLARD RHEO A 2 14.6500 2 14.6500 29
2017-11-10 SIFI BROUILLARD RHEO A 100 14.6250 100 14.6250 1,462
2017-11-10 SIFI BROUILLARD RHEO A 198 14.6000 198 14.6000 2,891
2017-11-10 SIFI BROUILLARD RHEO A 200 14.5500 200 14.5500 2,910
2017-11-10 SIFI BROUILLARD RHEO A 90 14.5000 90 14.5000 1,305
2017-11-10 SIFI BROUILLARD RHEO A 110 14.4500 110 14.4500 1,590
2017-11-10 SIFI BROUILLARD RHEO A 129 14.4000 129 14.4000 1,858
2017-11-10 SIFI BROUILLARD RHEO A 90 14.3000 90 14.3000 1,287
2017-11-10 SIFI BROUILLARD RHEO A 356 14.2500 356 14.2500 5,073
2017-11-09 SIFI BROUILLARD RHEO A 100 14.8000 100 14.8000 1,480
2017-11-09 SIFI BROUILLARD RHEO A 2,225 14.6500 2,225 14.6500 32,596
2017-10-10 SIFI BROUILLARD RHEO A 67 15.4000 67 15.4000 1,032
2017-10-10 SIFI BROUILLARD RHEO A 64 15.3000 64 15.3000 979
2017-10-10 SIFI BROUILLARD RHEO A 740 15.2500 740 15.2500 11,285
2017-10-10 SIFI BROUILLARD RHEO A 100 15.2250 100 15.2250 1,522
2017-10-10 SIFI BROUILLARD RHEO A 1,025 15.2000 1,025 15.2000 15,580
2017-10-09 SIFI BROUILLARD RHEO A 104 15.4500 104 15.4500 1,607
2017-10-09 SIFI BROUILLARD RHEO A 100 15.4250 100 15.4250 1,542
2017-10-09 SIFI BROUILLARD RHEO A 100 15.4125 100 15.4125 1,541
2017-10-09 SIFI BROUILLARD RHEO A 1,300 15.4000 1,300 15.4000 20,020
2017-09-05 SIFI BROUILLARD RHEO A 271 14.5000 271 14.5000 3,930
2017-09-01 SIFI BROUILLARD RHEO A 656 14.5000 656 14.5000 9,512
2017-09-01 SIFI BROUILLARD RHEO A 769 14.5500 769 14.5500 11,189
2017-09-01 SIFI BROUILLARD RHEO A 600 14.6000 600 14.6000 8,760
2017-09-01 SIFI BROUILLARD RHEO A 100 14.6375 100 14.6375 1,464
2017-09-01 SIFI BROUILLARD RHEO A 575 14.6500 575 14.6500 8,424
2017-09-01 SIFI BROUILLARD RHEO A 100 14.6750 100 14.6750 1,468
2017-09-01 SIFI BROUILLARD RHEO A 200 14.7000 200 14.7000 2,940
2017-08-31 SIFI BROUILLARD RHEO A 707 14.5000 707 14.5000 10,252
2017-08-31 SIFI BROUILLARD RHEO A 3,043 14.6000 3,043 14.6000 44,428
2017-08-31 SIFI BROUILLARD RHEO A 183 14.6500 183 14.6500 2,681
2017-08-11 SIFI BROUILLARD RHEO A 757 15.2000 757 15.2000 11,506
2017-08-10 SIFI BROUILLARD RHEO A 2,080 15.2000 2,080 15.2000 31,616
2017-08-08 SIFI BROUILLARD RHEO A 100 15.2000 100 15.2000 1,520
2017-08-08 SIFI BROUILLARD RHEO A 200 15.2500 200 15.2500 3,050
2017-08-07 SIFI BROUILLARD RHEO A 181 15.2000 181 15.2000 2,751

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SIFI / Harbor ETF Trust - Harbor Scientific Alpha Income ETF Insider Trades
内幕交易历史

该表格显示了由 Rheo A Brouillard 进行的所有内幕交易的完整列表，这些交易已向美国证券交易委员会（SEC）披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化		 每股
股价		 交易
金额		 剩余
金额
2022-02-01 2022-01-30 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		A - Award 2,248 2,248
2021-05-28 2021-05-28 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -431 0 -100.00 27.48 -11,842
2021-05-28 2021-05-28 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -1,276 0 -100.00 27.45 -35,027
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -100 11,416 -0.87 27.04 -2,704 308,689
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -100 11,516 -0.86 27.01 -2,701 311,047
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -400 11,616 -3.33 27.00 -10,800 313,632
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -100 12,016 -0.83 26.97 -2,697 324,072
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -200 12,116 -1.62 26.96 -5,392 326,647
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -350 12,316 -2.76 26.95 -9,432 331,916
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -250 12,666 -1.94 26.94 -6,735 341,222
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -818 12,916 -5.96 26.93 -22,029 347,828
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -432 13,734 -3.05 26.92 -11,629 369,719
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -400 14,166 -2.75 26.91 -10,764 381,207
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -600 14,566 -3.96 26.90 -16,140 391,825
2021-05-28 2021-05-27 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -6,824 15,166 -31.03 26.89 -183,497 407,814
2021-02-02 2021-01-30 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		A - Award 3,016 3,016
2021-02-02 2021-01-30 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		A - Award 950 537 -230.02
2020-01-31 2020-01-30 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		A - Award 1,719 1,719
2019-08-02 2019-07-31 4 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		S - Sale -9,454 0 -100.00 32.80 -310,091
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		61,117
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		49,567
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		45,806
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		42,368
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		40,544
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		41,389
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		61,117
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		49,567
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		45,806
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		42,368
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		40,544
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		41,389
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		61,117
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		49,567
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		45,806
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		42,368
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		40,544
2019-06-06 3 BHLB BERKSHIRE HILLS BANCORP INC
Common Stock 		41,389
2019-05-20 2019-05-17 4 SIFI SI Financial Group, Inc.
Common Stock 		D - Sale to Issuer -2,659 0 -100.00
2019-05-20 2019-05-17 4 SIFI SI Financial Group, Inc.
Common Stock 		D - Sale to Issuer -898 0 -100.00
2019-05-20 2019-05-17 4 SIFI SI Financial Group, Inc.
Common Stock 		D - Sale to Issuer -4,699 0 -100.00
2019-05-20 2019-05-17 4 SIFI SI Financial Group, Inc.
Common Stock 		D - Sale to Issuer -11,861 0 -100.00
2019-05-20 2019-05-17 4 SIFI SI Financial Group, Inc.
Common Stock 		D - Sale to Issuer -19,697 0 -100.00
2019-05-20 2019-05-17 4 SIFI SI Financial Group, Inc.
Common Stock 		D - Sale to Issuer -43,760 0 -100.00
2019-01-02 2018-12-28 4 SIFI SI Financial Group, Inc.
Stock Options 		M - Exercise -50,000 0 -100.00
2019-01-02 2018-12-28 4 SIFI SI Financial Group, Inc.
Stock Options 		M - Exercise -10,000 0 -100.00
2019-01-02 2018-12-28 4 SIFI SI Financial Group, Inc.
Stock Options 		M - Exercise -5,663 0 -100.00
2019-01-02 2018-12-28 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -45,118 42,598 -51.44 12.79 -577,059 544,828
2019-01-02 2018-12-28 4 SIFI SI Financial Group, Inc.
Common Stock 		M - Exercise 50,000 87,716 132.57 11.01 550,500 965,753
2019-01-02 2018-12-28 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -8,140 37,716 -17.75 12.79 -104,111 482,388
2019-01-02 2018-12-28 4 SIFI SI Financial Group, Inc.
Common Stock 		M - Exercise 10,000 45,856 27.89 9.40 94,000 431,046
2019-01-02 2018-12-28 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -3,453 35,856 -8.78 12.79 -44,164 458,598
2019-01-02 2018-12-28 4 SIFI SI Financial Group, Inc.
Common Stock 		M - Exercise 5,663 39,309 16.83 5.68 32,166 223,275
2018-06-11 2018-06-07 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -861 33,646 -2.50 15.00 -12,915 504,690
2018-06-07 2018-06-06 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -3,100 34,507 -8.24 14.95 -46,345 515,880
2018-06-07 2018-06-06 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -600 37,607 -1.57 14.98 -8,985 563,165
2018-06-07 2018-06-06 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -1,761 38,207 -4.41 15.00 -26,415 573,105
2018-06-07 2018-06-05 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -200 39,968 -0.50 15.00 -3,000 599,520
2018-03-13 2018-03-12 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -1,000 40,168 -2.43 14.55 -14,550 584,444
2018-03-13 2018-03-12 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -500 41,168 -1.20 14.60 -7,300 601,053
2018-03-13 2018-03-12 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -100 41,668 -0.24 14.65 -1,465 610,436
2018-03-13 2018-03-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -700 41,768 -1.65 14.45 -10,115 603,548
2018-03-13 2018-03-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -700 42,468 -1.62 14.48 -10,132 614,724
2018-03-13 2018-03-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -500 43,168 -1.15 14.50 -7,250 625,936
2018-03-13 2018-03-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -100 43,668 -0.23 14.60 -1,460 637,553
2018-02-14 2018-02-14 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -748 43,768 -1.68 14.00 -10,472 612,752
2018-02-14 2018-02-13 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -200 44,516 -0.45 14.00 -2,800 623,224
2018-02-13 2018-02-12 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -120 44,716 -0.27 14.00 -1,680 626,024
2018-02-13 2018-02-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -700 44,836 -1.54 14.00 -9,800 627,704
2018-02-13 2018-02-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -400 45,536 -0.87 14.10 -5,640 642,058
2018-02-13 2018-02-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -600 45,936 -1.29 14.15 -8,490 649,994
2018-02-13 2018-02-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -341 46,536 -0.73 14.20 -4,842 660,811
2018-02-13 2018-02-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -491 46,877 -1.04 14.25 -6,997 667,997
2018-01-10 2018-01-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -500 47,368 -1.04 14.50 -7,250 686,836
2018-01-10 2018-01-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -2,000 47,868 -4.01 14.55 -29,100 696,479
2018-01-10 2018-01-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -400 49,868 -0.80 14.58 -5,830 726,826
2018-01-10 2018-01-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -700 50,268 -1.37 14.60 -10,220 733,913
2017-12-12 2017-12-11 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -686 50,968 -1.33 14.70 -10,084 749,230
2017-12-12 2017-12-11 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -2,914 51,654 -5.34 14.75 -42,982 761,896
2017-11-13 2017-11-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -356 54,568 -0.65 14.25 -5,073 777,594
2017-11-13 2017-11-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -90 54,924 -0.16 14.30 -1,287 785,413
2017-11-13 2017-11-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -129 55,014 -0.23 14.40 -1,858 792,202
2017-11-13 2017-11-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -110 55,143 -0.20 14.45 -1,590 796,816
2017-11-13 2017-11-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -90 55,253 -0.16 14.50 -1,305 801,168
2017-11-13 2017-11-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -200 55,343 -0.36 14.55 -2,910 805,241
2017-11-13 2017-11-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -198 55,543 -0.36 14.60 -2,891 810,928
2017-11-13 2017-11-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -100 55,741 -0.18 14.62 -1,462 815,212
2017-11-13 2017-11-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -2 55,841 0.00 14.65 -29 818,071
2017-11-13 2017-11-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -2,225 55,843 -3.83 14.65 -32,596 818,100
2017-11-13 2017-11-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -100 58,068 -0.17 14.80 -1,480 859,406
2017-10-10 2017-10-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -1,025 58,168 -1.73 15.20 -15,580 884,154
2017-10-10 2017-10-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -100 59,193 -0.17 15.22 -1,522 901,213
2017-10-10 2017-10-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -740 59,293 -1.23 15.25 -11,285 904,218
2017-10-10 2017-10-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -64 60,033 -0.11 15.30 -979 918,505
2017-10-10 2017-10-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -67 60,097 -0.11 15.40 -1,032 925,494
2017-10-10 2017-10-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -1,300 60,164 -2.12 15.40 -20,020 926,526
2017-10-10 2017-10-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -100 61,464 -0.16 15.41 -1,541 947,314
2017-10-10 2017-10-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -100 61,564 -0.16 15.42 -1,542 949,625
2017-10-10 2017-10-09 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -104 61,664 -0.17 15.45 -1,607 952,709
2017-09-27 2017-09-23 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -1,194 61,768 -1.90 15.05 -17,970 929,608
2017-09-07 2017-09-05 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -271 59,629 -0.45 14.50 -3,930 864,620
2017-09-05 2017-09-01 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -200 59,900 -0.33 14.70 -2,940 880,530
2017-09-05 2017-09-01 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -100 60,100 -0.17 14.68 -1,468 881,968
2017-09-05 2017-09-01 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -575 60,200 -0.95 14.65 -8,424 881,930
2017-09-05 2017-09-01 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -100 60,775 -0.16 14.64 -1,464 889,594
2017-09-05 2017-09-01 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -600 60,875 -0.98 14.60 -8,760 888,775
2017-09-05 2017-09-01 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -769 61,475 -1.24 14.55 -11,189 894,461
2017-09-05 2017-09-01 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -656 62,244 -1.04 14.50 -9,512 902,538
2017-09-05 2017-08-31 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -183 62,900 -0.29 14.65 -2,681 921,485
2017-09-05 2017-08-31 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -3,043 63,083 -4.60 14.60 -44,428 921,012
2017-09-05 2017-08-31 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -707 66,126 -1.06 14.50 -10,252 958,827
2017-08-15 2017-08-11 4 SIFI SI Financial Group, Inc.
Stock Options 		M - Exercise -757 5,663 -11.79
2017-08-15 2017-08-11 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -757 66,833 -1.12 15.20 -11,506 1,015,862
2017-08-15 2017-08-11 4 SIFI SI Financial Group, Inc.
Common Stock 		M - Exercise 757 67,590 1.13 5.68 4,300 383,911
2017-08-11 2017-08-10 4 SIFI SI Financial Group, Inc.
Stock Options 		M - Exercise -2,080 6,420 -24.47
2017-08-11 2017-08-10 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -2,080 66,833 -3.02 15.20 -31,616 1,015,862
2017-08-11 2017-08-10 4 SIFI SI Financial Group, Inc.
Common Stock 		M - Exercise 2,080 68,913 3.11 5.68 11,814 391,426
2017-08-09 2017-08-08 4 SIFI SI Financial Group, Inc.
Stock Options 		M - Exercise -300 8,500 -3.41
2017-08-09 2017-08-08 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -200 66,833 -0.30 15.25 -3,050 1,019,203
2017-08-09 2017-08-08 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -100 67,033 -0.15 15.20 -1,520 1,018,902
2017-08-09 2017-08-08 4 SIFI SI Financial Group, Inc.
Common Stock 		M - Exercise 300 67,133 0.45 5.68 1,704 381,315
2017-08-09 2017-08-07 4 SIFI SI Financial Group, Inc.
Stock Options 		M - Exercise -181 8,800 -2.02
2017-08-09 2017-08-07 4 SIFI SI Financial Group, Inc.
Common Stock 		S - Sale -181 66,833 -0.27 15.20 -2,751 1,015,862
2017-08-09 2017-08-07 4 SIFI SI Financial Group, Inc.
Common Stock 		M - Exercise 181 67,014 0.27 5.68 1,028 380,640
2017-02-28 2017-02-26 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -3,675 66,833 -5.21 14.80 -54,390 989,128
2016-10-26 2016-10-24 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -1,792 60,508 -2.88 13.30 -23,834 804,756
2016-09-27 2016-09-23 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -1,194 57,300 -2.04 13.21 -15,773 756,933
2016-03-01 2016-02-26 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -920 55,161 -1.64 14.11 -12,981 778,322
2015-10-27 2015-10-23 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -1,792 53,581 -3.24 12.72 -22,794 681,550
2015-09-25 2015-09-23 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -1,165 50,373 -2.26 11.86 -13,817 597,424
2015-09-25 2015-09-23 4 SIFI SI Financial Group, Inc.
Common Stock 		A - Award 10,000 6,666 -299.94
2015-04-01 2015-03-30 4 SIFI SI Financial Group, Inc.
Stock Options 		M - Exercise -45,350 0 -100.00
2015-04-01 2015-03-30 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -41,751 48,204 -46.41 12.22 -510,197 589,053
2015-04-01 2015-03-30 4 SIFI SI Financial Group, Inc.
Common Stock 		M - Exercise 45,350 89,955 101.67 11.25 510,188 1,011,994
2015-03-20 2015-03-19 4 SIFI SI Financial Group, Inc.
Stock Options 		M - Exercise -44,460 45,350 -49.50
2015-03-20 2015-03-19 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -41,269 44,605 -48.06 12.12 -500,180 540,613
2015-03-20 2015-03-19 4 SIFI SI Financial Group, Inc.
Common Stock 		M - Exercise 44,460 85,874 107.36 11.25 500,175 966,082
2015-03-02 2015-02-26 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -1,757 41,414 -4.07 11.78 -20,697 487,857
2014-11-06 2014-11-04 4 SIFI SI Financial Group, Inc.
Common Stock 		P - Purchase 5,784 16,612 53.42 11.15 64,492 185,221
2014-10-28 2014-10-24 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -1,792 38,171 -4.48 11.04 -19,784 421,408
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 39 10,701 0.37 11.11 433 118,888
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 100 10,662 0.95 10.80 1,080 115,149
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 100 10,562 0.96 11.15 1,115 117,766
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 100 10,462 0.97 11.19 1,119 117,070
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 174 10,362 1.71 10.97 1,909 113,669
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 200 10,188 2.00 10.77 2,154 109,725
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 200 9,988 2.04 10.95 2,190 109,369
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 205 9,788 2.14 10.89 2,232 106,591
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 300 9,583 3.23 10.97 3,291 105,126
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 347 9,283 3.88 11.10 3,852 103,041
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 400 8,936 4.69 10.84 4,336 96,865
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 455 8,536 5.63 11.00 5,005 93,896
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 500 8,081 6.60 10.84 5,420 87,598
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 759 7,581 11.13 10.96 8,319 83,088
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 1,000 6,822 17.18 10.80 10,800 73,678
2014-08-07 2014-08-05 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other 5,645 5,822 3,189.27 11.20 63,234 65,216
2014-05-08 2014-05-06 4 SIFI SI Financial Group, Inc.
Common Stock 		P - Purchase 100 4,699 2.17 11.60 1,160 54,518
2014-02-28 2014-02-26 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -1,028 34,963 -2.86 11.71 -12,038 409,417
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -12,967 0 -100.00 11.32 -146,786
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -3,621 12,967 -21.83 11.33 -41,026 146,916
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -2,800 16,588 -14.44 11.44 -32,032 189,767
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -1,900 19,388 -8.93 11.65 -22,135 225,870
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -1,300 21,288 -5.76 11.34 -14,742 241,406
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -1,300 22,588 -5.44 11.51 -14,963 259,988
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -1,209 23,888 -4.82 11.37 -13,746 271,607
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -1,000 25,097 -3.83 11.70 -11,700 293,635
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -900 26,097 -3.33 11.53 -10,377 300,898
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -600 26,997 -2.17 11.52 -6,912 311,005
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -600 27,597 -2.13 11.66 -6,996 321,781
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -500 28,197 -1.74 11.50 -5,750 324,266
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -500 28,697 -1.71 11.62 -5,810 333,459
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -400 29,197 -1.35 11.35 -4,540 331,386
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -400 29,597 -1.33 11.56 -4,624 342,141
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -400 29,997 -1.32 11.60 -4,640 347,965
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -400 30,397 -1.30 11.74 -4,696 356,861
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -300 30,797 -0.96 11.59 -3,477 356,937
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -200 31,097 -0.64 11.42 -2,284 355,128
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -200 31,297 -0.63 11.48 -2,296 359,290
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -200 31,497 -0.63 11.55 -2,310 363,790
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -200 31,697 -0.63 11.57 -2,314 366,734
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -200 31,897 -0.62 11.61 -2,322 370,324
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -200 32,097 -0.62 11.72 -2,344 376,177
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -200 32,297 -0.62 11.82 -2,364 381,751
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -200 32,497 -0.61 11.83 -2,366 384,440
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -100 32,697 -0.30 11.36 -1,136 371,438
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -100 32,797 -0.30 11.67 -1,167 382,741
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -100 32,897 -0.30 11.84 -1,184 389,500
2014-01-27 2013-02-27 4 SIFI SI Financial Group, Inc.
Common Stock 		I - Other -20 32,997 -0.06 11.58 -232 382,105
2013-10-28 2013-10-24 4 SIFI SI Financial Group, Inc.
Common Stock 		F - Taxes -1,792 33,491 -5.08 11.65 -20,877 390,170
2012-10-26 2012-10-24 4 SIFI SI Financial Group, Inc.
Stock Options 		A - Award 50,000 50,000
2012-10-26 2012-10-24 4 SIFI SI Financial Group, Inc.
Common Stock 		A - Award 20,000 20,000
2012-10-26 2012-10-24 4 SIFI SI Financial Group, Inc.
Common Stock 		A - Award 20,000 20,000
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）