180度资本公司
US ˙ NasdaqGM ˙ US68235B2088

介绍

本页面提供了有关 Alexei A Andreev 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Alexei A Andreev已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:TURN / 180 Degree Capital Corp. Executive Vice President 114,541
US:IOTS / Adesto Technologies Corporation Director, 10% Owner 0
如何解读这些图表

以下图表显示了在Alexei A Andreev进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

TURN / 180 Degree Capital Corp.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 TURN / 180 Degree Capital Corp. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2013-11-15 TINY Andreev Alexei A 2,000 3.0790 667 9.2370 6,158 730 2.1 -4,759 -77.29
2011-08-15 TINY Andreev Alexei A 2,000 4.1600 667 12.4800 8,320
2011-08-12 TINY Andreev Alexei A 8,000 4.1440 2,667 12.4320 33,152

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

TURN / 180 Degree Capital Corp. Insider Trades
TURN / 180 Degree Capital Corp.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 TURN / 180 Degree Capital Corp. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2007-09-04 TINY Andreev Alexei A 300 10.3000 100 30.9000 3,090 731 5.89 -2,501 -80.94
2007-09-04 TINY Andreev Alexei A 100 10.3100 33 30.9300 1,031
2007-09-04 TINY Andreev Alexei A 200 10.3200 67 30.9600 2,064
2007-09-04 TINY Andreev Alexei A 600 10.3300 200 30.9900 6,198
2007-09-04 TINY Andreev Alexei A 300 10.3500 100 31.0500 3,105
2007-09-04 TINY Andreev Alexei A 200 10.3600 67 31.0800 2,072
2007-09-04 TINY Andreev Alexei A 1,200 10.3700 400 31.1100 12,444
2007-09-04 TINY Andreev Alexei A 200 10.3800 67 31.1400 2,076
2007-09-04 TINY Andreev Alexei A 106 10.3900 35 31.1700 1,101
2007-09-04 TINY Andreev Alexei A 1,320 10.4000 440 31.2000 13,728
2007-09-04 TINY Andreev Alexei A 274 10.4100 91 31.2300 2,852
2007-09-04 TINY Andreev Alexei A 200 10.4200 67 31.2600 2,084
2007-09-04 TINY Andreev Alexei A 300 10.4300 100 31.2900 3,129
2007-05-14 TINY Andreev Alexei A 18,600 12.4796 6,200 37.4388 232,121

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

TURN / 180 Degree Capital Corp. Insider Trades
内幕交易历史

该表格显示了由 Alexei A Andreev 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2016-01-19 2015-12-31 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
F - Taxes -3,570 114,541 -3.02 2.20 -7,854 251,990
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series E Preferred Stock
C - Conversion -106,326 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series D-1 Preferred Stock
C - Conversion -29,930 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series D Preferred Stock
C - Conversion -44,438 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series C Preferred Stock
C - Conversion -64,308 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series B Preferred Stock
C - Conversion -180,375 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series A Preferred Stock
C - Conversion -198,412 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Common Stock
C - Conversion 1,050,936 1,769,868 146.18
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Common Stock
C - Conversion 45,907 718,932 6.82
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Common Stock
C - Conversion 473,025 673,025 236.51
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series E Preferred Stock
C - Conversion -106,326 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series D-1 Preferred Stock
C - Conversion -29,930 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series D Preferred Stock
C - Conversion -44,438 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series C Preferred Stock
C - Conversion -64,308 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series B Preferred Stock
C - Conversion -180,375 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Series A Preferred Stock
C - Conversion -198,412 0 -100.00
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Common Stock
C - Conversion 1,050,936 1,769,868 146.18
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Common Stock
C - Conversion 45,907 718,932 6.82
2015-11-03 2015-10-30 4 IOTS ADESTO TECHNOLOGIES Corp
Common Stock
C - Conversion 473,025 673,025 236.51
2015-10-28 2015-10-26 4 IOTS ADESTO TECHNOLOGIES Corp
Common Stock
P - Purchase 200,000 200,000 5.00 1,000,000 1,000,000
2015-10-28 2015-10-26 4 IOTS ADESTO TECHNOLOGIES Corp
Common Stock
P - Purchase 200,000 200,000 5.00 1,000,000 1,000,000
2015-07-01 2015-06-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
F - Taxes -3,465 118,111 -2.85 2.75 -9,529 324,805
2015-01-05 2014-12-31 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
F - Taxes -3,465 121,576 -2.77 2.95 -10,222 358,649
2014-06-30 2014-06-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
F - Taxes -3,570 125,041 -2.78 3.18 -11,353 397,630
2014-01-02 2013-12-31 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
F - Taxes -3,465 128,611 -2.62 2.98 -10,326 383,261
2013-11-18 2013-11-15 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
P - Purchase 2,000 132,076 1.54 3.08 6,158 406,662
2013-07-01 2013-06-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
F - Taxes -3,465 130,076 -2.59 3.04 -10,534 395,431
2013-01-02 2012-12-31 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
F - Taxes -10,500 133,541 -7.29 3.30 -34,650 440,685
2012-06-11 2012-06-11 4 TINY HARRIS & HARRIS GROUP INC /NY/
Performance Restricted Stock
A - Award 180,000 180,000
2012-06-11 2012-06-11 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
A - Award 120,000 144,041 499.15
2011-08-15 2011-08-15 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
P - Purchase 2,000 34,041 6.24 4.16 8,320 141,611
2011-08-15 2011-08-12 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
P - Purchase 8,000 32,041 33.28 4.14 33,152 132,778
2011-02-02 2011-01-31 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -42,662 0 -100.00
2011-02-02 2011-01-31 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -40,530 14,041 -74.27 4.95 -200,624 69,503
2011-02-02 2011-01-31 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 42,662 54,571 358.23 3.75 159,982 204,641
2010-05-12 2010-05-12 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
A - Award 25,500 25,500
2010-03-18 2010-03-18 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
A - Award 25,500 25,500
2009-08-14 2009-08-12 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -6,096 42,662 -12.50
2009-08-14 2009-08-12 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -5,790 10,575 -35.38 6.35 -36,741 67,105
2009-08-14 2009-08-12 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 6,096 16,365 59.36 3.75 22,860 61,369
2008-08-13 2008-08-13 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
A - Award 199,682 199,682
2008-03-19 2008-03-19 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
A - Award 72,550 72,550
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -25 157,359 -0.02
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -5,400 157,384 -3.32
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 25 10,269 0.24 10.11 253 103,820
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -400 10,244 -3.76 10.36 -4,144 106,128
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -1,300 10,644 -10.88 10.35 -13,455 110,165
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -1,218 11,944 -9.25 10.34 -12,594 123,501
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -700 13,162 -5.05 10.33 -7,231 135,963
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -100 13,862 -0.72 10.32 -1,032 143,056
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -782 13,962 -5.30 10.30 -8,055 143,809
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -100 14,744 -0.67 10.29 -1,029 151,716
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -800 14,844 -5.11 10.28 -8,224 152,596
2007-11-16 2007-11-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 5,400 15,644 52.71 10.11 54,594 158,161
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -69 162,784 -0.04
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -5,400 162,853 -3.21
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 69 10,244 0.68 10.11 698 103,567
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -200 10,175 -1.93 10.67 -2,134 108,567
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -500 10,375 -4.60 10.66 -5,330 110,598
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -500 10,875 -4.40 10.65 -5,325 115,819
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -200 11,375 -1.73 10.64 -2,128 121,030
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -400 11,575 -3.34 10.63 -4,252 123,042
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -1,100 11,975 -8.41 10.62 -11,682 127,174
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -500 13,075 -3.68 10.60 -5,300 138,595
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -100 13,575 -0.73 10.59 -1,059 143,759
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -300 13,675 -2.15 10.57 -3,171 144,545
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -72 13,975 -0.51 10.54 -759 147,296
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -400 14,047 -2.77 10.53 -4,212 147,915
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -28 14,447 -0.19 10.51 -294 151,838
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -100 14,475 -0.69 10.50 -1,050 151,988
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -100 14,575 -0.68 10.48 -1,048 152,746
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -200 14,675 -1.34 10.47 -2,094 153,647
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -100 14,875 -0.67 10.46 -1,046 155,592
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -300 14,975 -1.96 10.41 -3,123 155,890
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -300 15,275 -1.93 10.39 -3,117 158,707
2007-10-31 2007-10-30 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 5,400 15,575 53.07 10.11 54,594 157,463
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -42 173,710 -0.02
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -5,400 173,752 -3.01
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 42 10,118 0.42 10.11 425 102,293
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -100 10,076 -0.98 10.62 -1,062 107,007
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -300 10,176 -2.86 10.52 -3,156 107,052
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -32 10,476 -0.30 10.51 -336 110,103
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -700 10,508 -6.25 10.50 -7,350 110,334
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -200 11,208 -1.75 10.48 -2,096 117,460
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -68 11,408 -0.59 10.47 -712 119,442
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -200 11,476 -1.71 10.45 -2,090 119,924
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -334 11,676 -2.78 10.44 -3,487 121,897
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -66 12,010 -0.55 10.42 -688 125,144
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -700 12,076 -5.48 10.41 -7,287 125,711
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -100 12,776 -0.78 10.40 -1,040 132,870
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -1,800 12,876 -12.26 10.39 -18,702 133,782
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -696 14,676 -4.53 10.38 -7,224 152,337
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -104 15,372 -0.67 10.37 -1,078 159,408
2007-10-02 2007-10-01 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 5,400 15,476 53.59 10.11 54,594 156,462
2007-09-21 2007-09-20 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -14 179,152 -0.01
2007-09-21 2007-09-20 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -4,700 179,166 -2.56
2007-09-21 2007-09-20 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 14 10,076 0.14 10.11 142 101,868
2007-09-21 2007-09-20 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -4,700 10,062 -31.84 10.28 -48,316 103,437
2007-09-21 2007-09-20 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 4,700 14,762 46.71 10.11 47,517 149,244
2007-09-21 2007-09-19 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -2 183,866 0.00
2007-09-21 2007-09-19 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -700 183,868 -0.38
2007-09-21 2007-09-19 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 2 10,062 0.02 10.11 20 101,727
2007-09-21 2007-09-19 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -700 10,060 -6.51 10.28 -7,196 103,417
2007-09-21 2007-09-19 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 700 10,760 6.96 10.11 7,077 108,784
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -32 184,568 -0.02
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -5,400 184,600 -2.84
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 32 10,060 0.32 10.11 324 101,707
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -300 10,028 -2.90 10.43 -3,129 104,592
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -200 10,328 -1.90 10.42 -2,084 107,618
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -274 10,528 -2.54 10.41 -2,852 109,596
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -1,320 10,802 -10.89 10.40 -13,728 112,341
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -106 12,122 -0.87 10.39 -1,101 125,948
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -200 12,228 -1.61 10.38 -2,076 126,927
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -1,200 12,428 -8.81 10.37 -12,444 128,878
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -200 13,628 -1.45 10.36 -2,072 141,186
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -300 13,828 -2.12 10.35 -3,105 143,120
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -600 14,128 -4.07 10.33 -6,198 145,942
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -200 14,728 -1.34 10.32 -2,064 151,993
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -100 14,928 -0.67 10.31 -1,031 153,908
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -300 15,028 -1.96 10.30 -3,090 154,788
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -100 15,328 -0.65 10.29 -1,029 157,725
2007-09-06 2007-09-04 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 5,400 15,428 53.85 10.11 54,594 155,977
2007-06-27 2007-06-27 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
A - Award 73,892 73,892
2007-06-27 2007-06-27 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
A - Award 88,108 88,108
2007-06-27 2007-06-27 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
A - Award 38,000 38,000
2007-05-15 2007-05-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -4,491 81,972 -5.19
2007-05-15 2007-05-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -122,981 0 -100.00
2007-05-15 2007-05-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 4,491 10,028 81.11 10.11 45,404 101,383
2007-05-15 2007-05-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale -18,600 5,537 -77.06 12.48 -232,121 69,100
2007-05-15 2007-05-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -101,400 24,137 -80.77 12.38 -1,255,332 298,816
2007-05-15 2007-05-14 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 122,981 125,537 4,811.46 10.11 1,243,338 1,269,179
2007-01-03 2006-12-29 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -638 87,103 -0.73
2007-01-03 2006-12-29 4 TINY HARRIS & HARRIS GROUP INC /NY/
Employee Stock Option (Right to Buy)
M - Exercise -19,000 147,268 -11.43
2007-01-03 2006-12-29 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 638 1,916 49.92 10.11 6,450 19,371
2007-01-03 2006-12-29 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
S - Sale X -19,000 1,278 -93.70 12.16 -231,120 15,546
2007-01-03 2006-12-29 4 TINY HARRIS & HARRIS GROUP INC /NY/
Common Stock
M - Exercise 19,000 20,278 1,486.70 10.11 192,090 205,011
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)