Market Value420,272,000
Total Holdings301
File Date2015-08-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
SPLS / Staples, Inc.
MCR / MFS Charter Income Trust
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
G0083B108 / Actavis
HBAN / Huntington Bancshares Incorporated
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
HIO / Western Asset High Income Opportunity Fund Inc.
EVV / Eaton Vance Limited Duration Income Fund
TNET / TriNet Group, Inc.
FE / FirstEnergy Corp.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
IBMF / iShares iBonds Sep 2017 AMT-Free Muni Bond ETF
EPHE / iShares Trust - iShares MSCI Philippines ETF
GSV / Gold Standard Ventures Corp
SHEL / Shell plc - Depositary Receipt (Common Stock)
FEYE / FireEye Inc
MITK / Mitek Systems, Inc.
TUR / iShares, Inc. - iShares MSCI Turkey ETF
DSU / BlackRock Debt Strategies Fund, Inc.
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
PBT / Permian Basin Royalty Trust
VNR / Vanguard Natural Resources, LLC
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
TPR / Tapestry, Inc.
PSX / Phillips 66
HEPA / Hepion Pharmaceuticals, Inc.
BAC / Bank of America Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
MO / Altria Group, Inc.
OSUR / OraSure Technologies, Inc.
/ CRH Medical Corp.
GSK / GSK plc - Depositary Receipt (Common Stock)
HE / Hawaiian Electric Industries, Inc.
GBX / The Greenbrier Companies, Inc.
758766109 / Regal Entertainment Group
MHLD / Maiden Holdings, Ltd.
US88829M1053 / Titan Energy LLC
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
US40416M1053 / Hd Supply Inc.
VTA / Invesco Dynamic Credit Opportunities Fund
82735Q102 / Silver Bay Realty Trust Corp.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
US19624RAB24 / Colony Capital, Inc. Bond
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
MBLY / Mobileye Global Inc.
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
QQQ / Invesco QQQ Trust, Series 1
KLXI / KLX Inc.
GAS / AGL Resources Inc.
TROV / TrovaGene, Inc.
SXL / Sunoco Logistics Partners L.P.
CSFL / Centerstate Banks, Inc.
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
EELV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Low Volatility ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
MPVD / Mountain Province Diamonds Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
IBMD / iShares iBonds Sep 2015 AMT-Free Muni Bond ETF
CXW / CoreCivic, Inc.
GG / Goldcorp, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
BAM / Brookfield Asset Management Ltd.
GPRO / GoPro, Inc.
ITE / SPDR Barclays Capital Intermediate Term Treasury ETF
UAA / Under Armour, Inc.
KSS / Kohl's Corporation
YMLP / Yorkville High Income MLP ETF
OIH / VanEck ETF Trust - VanEck Oil Services ETF
TWER / Towerstream Corporation
LUMN / Lumen Technologies, Inc.
US88165N2045 / Tetraphase Pharmaceuticals, Inc.
IP / International Paper Company
VER / VEREIT Inc
WR / Westar Energy, Inc.
34385PAA6 / Fluidigm Corp. Bond
PAGP / Plains GP Holdings, L.P. - Limited Partnership
NS / NuStar Energy L.P. - Limited Partnership
92763WAA1 / Vipshop Holdings, Inc. Bond
EWK / iShares, Inc. - iShares MSCI Belgium ETF
69329YAF1 / PDL BioPharma, Inc. Bond 4.00% Due 2/1/2018
BBEP / Breitburn Energy Partners LP
BABS / SPDR(R) Nuveen Barclays Build America Bond ETF
HGTXU / Hugoton Royalty Trust
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
LNCO / Linn Co, LLC
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
NPBC / National Penn Bancshares, Inc.
BGR / BlackRock Energy and Resources Trust
33737J240 / First Trust Hong Kong AlphaDEX Fund
IAG / IAMGOLD Corporation
BGCP / BGC Partners Inc - Class A
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
SDIV / Global X Funds - Global X SuperDividend ETF
NYMT / New York Mortgage Trust, Inc.
BOE / BlackRock Enhanced Global Dividend Trust
BGY / BlackRock Enhanced International Dividend Trust
CXP / Columbia Property Trust Inc
LUMO / Lumos Pharma, Inc.
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
QQQE / Direxion Shares ETF Trust - Direxion NASDAQ-100 Equal Weighted Index Shares
MDU / MDU Resources Group, Inc.
CNK / Cinemark Holdings, Inc.
RGEN / Repligen Corporation
ASTC / Astrotech Corporation
PEAK / Healthpeak Properties, Inc.
IYY / iShares Trust - iShares Dow Jones U.S. ETF
RYAAY / Ryanair Holdings plc - Depositary Receipt (Common Stock)
LEG / Leggett & Platt, Incorporated
FXI / iShares Trust - iShares China Large-Cap ETF
HPQ / HP Inc.
NAVI / Navient Corporation
SJRWF / Shaw Communications Inc. - Class A
TRN / Trinity Industries, Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
847560109 / Spectra Energy Corp.
KRFT /
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
/ Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
EIDO / iShares Trust - iShares MSCI Indonesia ETF
TE / T1 Energy Inc.
RCS / PIMCO Strategic Income Fund, Inc.
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
ICF / iShares Trust - iShares Select U.S. REIT ETF
LO /
AWR / American States Water Company
HYF / Managed High Yield Plus Fund, Inc.
MCHI / iShares Trust - iShares MSCI China ETF
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
PAAS / Pan American Silver Corp.
THD / iShares, Inc. - iShares MSCI Thailand ETF
CAJ / Canon Inc. - ADR
BBY / Best Buy Co., Inc.
BMY / Bristol-Myers Squibb Company
SGEN / Seagen Inc
STX / Seagate Technology Holdings plc
PII / Polaris Inc.
F / Ford Motor Company
LMT / Lockheed Martin Corporation
MMP / Magellan Midstream Partners L.P.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
DFS / Discover Financial Services
WFC / Wells Fargo & Company
TWTR / Twitter Inc
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
BRK.A / Berkshire Hathaway Inc.
FRT / Federal Realty Investment Trust
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
VFC / V.F. Corporation
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
MCD / McDonald's Corporation
WBA / Walgreens Boots Alliance, Inc.
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
NSC / Norfolk Southern Corporation
CVS / CVS Health Corporation
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
STZ / Constellation Brands, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
NGG / National Grid plc - Depositary Receipt (Common Stock)
CAG / Conagra Brands, Inc.
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
UNH / UnitedHealth Group Incorporated
META / Meta Platforms, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
AWK / American Water Works Company, Inc.
VVR / Invesco Senior Income Trust
SPLB / SPDR Series Trust - SPDR Portfolio Long Term Corporate Bond ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
GOOG / Alphabet Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
INDA / iShares Trust - iShares MSCI India ETF
ADP / Automatic Data Processing, Inc.
AMZN / Amazon.com, Inc.
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
MSFT / Microsoft Corporation
HBAN / Huntington Bancshares Incorporated
KO / The Coca-Cola Company
CSCO / Cisco Systems, Inc.
KMB / Kimberly-Clark Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
SPY / SPDR S&P 500 ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
ADM / Archer-Daniels-Midland Company
IYE / iShares Trust - iShares U.S. Energy ETF
VZ / Verizon Communications Inc.
HSY / The Hershey Company
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
AGNC / AGNC Investment Corp.
PG / The Procter & Gamble Company
BRK.B / Berkshire Hathaway Inc.
WMB / The Williams Companies, Inc.
XOM / Exxon Mobil Corporation
PXD / Pioneer Natural Resources Company
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MUB / iShares Trust - iShares National Muni Bond ETF
EMR / Emerson Electric Co.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
PSEC / Prospect Capital Corporation
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
SHW / The Sherwin-Williams Company
SYY / Sysco Corporation
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYW / iShares Trust - iShares U.S. Technology ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
DUK / Duke Energy Corporation
MRK / Merck & Co., Inc.
RITM / Rithm Capital Corp.
USA / Liberty All-Star Equity Fund
BDX / Becton, Dickinson and Company
EOG / EOG Resources, Inc.
SO / The Southern Company
BIIB / Biogen Inc.
ETN / Eaton Corporation plc
WMT / Walmart Inc.
URI / United Rentals, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IWD / iShares Trust - iShares Russell 1000 Value ETF
SLB / Schlumberger Limited
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
TJX / The TJX Companies, Inc.
LHX / L3Harris Technologies, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
ABT / Abbott Laboratories
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
OKE / ONEOK, Inc.
QCOM / QUALCOMM Incorporated
VPU / Vanguard World Fund - Vanguard Utilities ETF
SBUX / Starbucks Corporation
CVX / Chevron Corporation
DVY / iShares Trust - iShares Select Dividend ETF
T / AT&T Inc.
BA / The Boeing Company
AMT / American Tower Corporation
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
CHY / Calamos Convertible and High Income Fund
V / Visa Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
ABBV / AbbVie Inc.
UPS / United Parcel Service, Inc.
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
IWM / iShares Trust - iShares Russell 2000 ETF
DIS / The Walt Disney Company
CMCSA / Comcast Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
NEE / NextEra Energy, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
MGM / MGM Resorts International
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
BX / Blackstone Inc.
GLD / SPDR Gold Trust
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
OEF / iShares Trust - iShares S&P 100 ETF
RIG / Transocean Ltd.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
CAT / Caterpillar Inc.
PEP / PepsiCo, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
JPM / JPMorgan Chase & Co.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
INTC / Intel Corporation
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
SHV / iShares Trust - iShares Short Treasury Bond ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
MMM / 3M Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
FDS / FactSet Research Systems Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
JNJ / Johnson & Johnson
ET / Energy Transfer LP - Limited Partnership
IVE / iShares Trust - iShares S&P 500 Value ETF
IBM / International Business Machines Corporation
GILD / Gilead Sciences, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
MDLZ / Mondelez International, Inc.
SIRI / Sirius XM Holdings Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
GIS / General Mills, Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
EXP / Eagle Materials Inc.
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
TGT / Target Corporation
KMI / Kinder Morgan, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
AAPL / Apple Inc.
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
LOW / Lowe's Companies, Inc.
D / Dominion Energy, Inc.
ACN / Accenture plc
DHR / Danaher Corporation
PFE / Pfizer Inc.
LLY / Eli Lilly and Company
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
COST / Costco Wholesale Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
RTX / RTX Corporation
RTX / RTX Corporation
AFL / Aflac Incorporated
PM / Philip Morris International Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
PPL / PPL Corporation
FCX / Freeport-McMoRan Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
COP / ConocoPhillips
TIPT / Tiptree Inc.