Market Value449,042,000
Total Holdings321
File Date2015-04-22
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AWK / American Water Works Company, Inc.
758766109 / Regal Entertainment Group
MCR / MFS Charter Income Trust
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
34385PAA6 / Fluidigm Corp. Bond
/ Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
EIS / iShares, Inc. - iShares MSCI Israel ETF
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
DSU / BlackRock Debt Strategies Fund, Inc.
69329YAF1 / PDL BioPharma, Inc. Bond 4.00% Due 2/1/2018
OIH / VanEck ETF Trust - VanEck Oil Services ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
G0083B108 / Actavis
PBI / Pitney Bowes Inc.
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
EWK / iShares, Inc. - iShares MSCI Belgium ETF
WR / Westar Energy, Inc.
GSV / Gold Standard Ventures Corp
RTX / RTX Corporation
QQQE / Direxion Shares ETF Trust - Direxion NASDAQ-100 Equal Weighted Index Shares
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
YMLP / Yorkville High Income MLP ETF
TWER / Towerstream Corporation
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
MITK / Mitek Systems, Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
BGY / BlackRock Enhanced International Dividend Trust
CXP / Columbia Property Trust Inc
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ASTC / Astrotech Corporation
BAC.PRL / Bank of America Corporation - Preferred Stock
BA / The Boeing Company
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
KSS / Kohl's Corporation
33737J240 / First Trust Hong Kong AlphaDEX Fund
TNET / TriNet Group, Inc.
US88829M1053 / Titan Energy LLC
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
SPLS / Staples, Inc.
TE / T1 Energy Inc.
GG / Goldcorp, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
MBLY / Mobileye Global Inc.
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
847560109 / Spectra Energy Corp.
VNR / Vanguard Natural Resources, LLC
SXL / Sunoco Logistics Partners L.P.
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
EELV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Low Volatility ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
GAS / AGL Resources Inc.
PBT / Permian Basin Royalty Trust
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
QQQ / Invesco QQQ Trust, Series 1
IBMD / iShares iBonds Sep 2015 AMT-Free Muni Bond ETF
VTA / Invesco Dynamic Credit Opportunities Fund
BABS / SPDR(R) Nuveen Barclays Build America Bond ETF
HYF / Managed High Yield Plus Fund, Inc.
CXW / CoreCivic, Inc.
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
EVV / Eaton Vance Limited Duration Income Fund
MHLD / Maiden Holdings, Ltd.
US19624RAB24 / Colony Capital, Inc. Bond
92763WAA1 / Vipshop Holdings, Inc. Bond
GPRO / GoPro, Inc.
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
IYY / iShares Trust - iShares Dow Jones U.S. ETF
LUMN / Lumen Technologies, Inc.
US88165N2045 / Tetraphase Pharmaceuticals, Inc.
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
EPHE / iShares Trust - iShares MSCI Philippines ETF
BOE / BlackRock Enhanced Global Dividend Trust
PAGP / Plains GP Holdings, L.P. - Limited Partnership
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
NS / NuStar Energy L.P. - Limited Partnership
ESSX / Essex Rental Corp.
HE / Hawaiian Electric Industries, Inc.
LNCO / Linn Co, LLC
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
RCS / PIMCO Strategic Income Fund, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EDEN / iShares Trust - iShares MSCI Denmark ETF
018490100 / Allergan plc
KRFT /
EZA / iShares, Inc. - iShares MSCI South Africa ETF
33737J208 / First Trust Canada AlphaDEX Fund
WMS / Advanced Drainage Systems, Inc.
US69329Y1047 / PDL BioPharma, Inc.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
EIDO / iShares Trust - iShares MSCI Indonesia ETF
PLOW / Douglas Dynamics, Inc.
HPQ / HP Inc.
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
CSFL / Centerstate Banks, Inc.
CM / Canadian Imperial Bank of Commerce
ULSGF / UBS AG
MCHI / iShares Trust - iShares MSCI China ETF
GBX / The Greenbrier Companies, Inc.
BGR / BlackRock Energy and Resources Trust
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
BGCP / BGC Partners Inc - Class A
HIO / Western Asset High Income Opportunity Fund Inc.
IAG / IAMGOLD Corporation
TUR / iShares, Inc. - iShares MSCI Turkey ETF
HGTXU / Hugoton Royalty Trust
LO /
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
CNK / Cinemark Holdings, Inc.
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
VFC / V.F. Corporation
VER / VEREIT Inc
AWR / American States Water Company
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
HBANP / Huntington Bancshares Incorporated - Preferred Stock
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
RGEN / Repligen Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
PEAK / Healthpeak Properties, Inc.
MDU / MDU Resources Group, Inc.
BAM / Brookfield Asset Management Ltd.
LEG / Leggett & Platt, Incorporated
PAAS / Pan American Silver Corp.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
/ CRH Medical Corp.
LUMO / Lumos Pharma, Inc.
THD / iShares, Inc. - iShares MSCI Thailand ETF
NYMT / New York Mortgage Trust, Inc.
CAJ / Canon Inc. - ADR
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
NPBC / National Penn Bancshares, Inc.
ATK /
EWP / iShares, Inc. - iShares MSCI Spain ETF
FTW / First Trust Taiwan AlphaDEX Fund
SGU / Star Group, L.P. - Limited Partnership
DOW / Dow Inc.
SFL / SFL Corporation Ltd.
SSO / ProShares Trust - ProShares Ultra S&P500
TRN / Trinity Industries, Inc.
BBEP / Breitburn Energy Partners LP
BAX / Baxter International Inc.
SJRWF / Shaw Communications Inc. - Class A
FEYE / FireEye Inc
GSK / GSK plc - Depositary Receipt (Common Stock)
MO / Altria Group, Inc.
SGEN / Seagen Inc
MMP / Magellan Midstream Partners L.P.
DFS / Discover Financial Services
BMY / Bristol-Myers Squibb Company
AMT / American Tower Corporation
TWTR / Twitter Inc
WBA / Walgreens Boots Alliance, Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
FRT / Federal Realty Investment Trust
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
MPVD / Mountain Province Diamonds Inc.
RTX / RTX Corporation
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
CAG / Conagra Brands, Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
IP / International Paper Company
STZ / Constellation Brands, Inc.
PSX / Phillips 66
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
NSC / Norfolk Southern Corporation
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
MCD / McDonald's Corporation
META / Meta Platforms, Inc.
BRK.A / Berkshire Hathaway Inc.
WFC / Wells Fargo & Company
INDA / iShares Trust - iShares MSCI India ETF
PPL / PPL Corporation
JPM / JPMorgan Chase & Co.
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
AMZN / Amazon.com, Inc.
AAPL / Apple Inc.
CAT / Caterpillar Inc.
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
EXP / Eagle Materials Inc.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
CVX / Chevron Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
F / Ford Motor Company
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
INTC / Intel Corporation
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
PM / Philip Morris International Inc.
LYB / LyondellBasell Industries N.V.
KMB / Kimberly-Clark Corporation
SPY / SPDR S&P 500 ETF
KO / The Coca-Cola Company
CSCO / Cisco Systems, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
D / Dominion Energy, Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
KMI / Kinder Morgan, Inc.
VZ / Verizon Communications Inc.
HSY / The Hershey Company
AGNC / AGNC Investment Corp.
BRK.B / Berkshire Hathaway Inc.
PG / The Procter & Gamble Company
PAA / Plains All American Pipeline, L.P. - Limited Partnership
WMB / The Williams Companies, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SHW / The Sherwin-Williams Company
EMR / Emerson Electric Co.
EPD / Enterprise Products Partners L.P. - Limited Partnership
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
PSEC / Prospect Capital Corporation
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
JNJ / Johnson & Johnson
SYY / Sysco Corporation
IYH / iShares Trust - iShares U.S. Healthcare ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MRK / Merck & Co., Inc.
DUK / Duke Energy Corporation
BDX / Becton, Dickinson and Company
USA / Liberty All-Star Equity Fund
EOG / EOG Resources, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
BIIB / Biogen Inc.
ETN / Eaton Corporation plc
WMT / Walmart Inc.
PXD / Pioneer Natural Resources Company
IBM / International Business Machines Corporation
ADP / Automatic Data Processing, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
OXY / Occidental Petroleum Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
MMM / 3M Company
VVR / Invesco Senior Income Trust
IYJ / iShares Trust - iShares U.S. Industrials ETF
QCOM / QUALCOMM Incorporated
GRMN / Garmin Ltd.
IDU / iShares Trust - iShares U.S. Utilities ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
DHR / Danaher Corporation
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
MDLZ / Mondelez International, Inc.
BX / Blackstone Inc.
FSK / FS KKR Capital Corp.
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
SBUX / Starbucks Corporation
GLD / SPDR Gold Trust
IVW / iShares Trust - iShares S&P 500 Growth ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
TJX / The TJX Companies, Inc.
LOW / Lowe's Companies, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
OKE / ONEOK, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
BAC / Bank of America Corporation
FCX / Freeport-McMoRan Inc.
PFE / Pfizer Inc.
ADM / Archer-Daniels-Midland Company
UPS / United Parcel Service, Inc.
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
IWM / iShares Trust - iShares Russell 2000 ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
CMCSA / Comcast Corporation
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
PEP / PepsiCo, Inc.
ABT / Abbott Laboratories
SHV / iShares Trust - iShares Short Treasury Bond ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
TIPT / Tiptree Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
IYE / iShares Trust - iShares U.S. Energy ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
TGT / Target Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
NEE / NextEra Energy, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
SLB / Schlumberger Limited
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IYF / iShares Trust - iShares U.S. Financials ETF
ACN / Accenture plc
DIS / The Walt Disney Company
AMGN / Amgen Inc.
PII / Polaris Inc.
MSFT / Microsoft Corporation
SO / The Southern Company
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
CHY / Calamos Convertible and High Income Fund
GOOG / Alphabet Inc.
GILD / Gilead Sciences, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CMI / Cummins Inc.
SIRI / Sirius XM Holdings Inc.
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
SPLB / SPDR Series Trust - SPDR Portfolio Long Term Corporate Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
LLY / Eli Lilly and Company
DVY / iShares Trust - iShares Select Dividend ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
AFL / Aflac Incorporated
ET / Energy Transfer LP - Limited Partnership
ABBV / AbbVie Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
RIG / Transocean Ltd.
IVE / iShares Trust - iShares S&P 500 Value ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
XOM / Exxon Mobil Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
HBAN / Huntington Bancshares Incorporated
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
STX / Seagate Technology Holdings plc
DIA / SPDR Dow Jones Industrial Average ETF Trust
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
LMT / Lockheed Martin Corporation
CVS / CVS Health Corporation
UNH / UnitedHealth Group Incorporated
GIS / General Mills, Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
T / AT&T Inc.
COST / Costco Wholesale Corporation
COP / ConocoPhillips