Market Value119,133,000
Total Holdings330
File Date2020-04-23
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Note this is an amended filing that contain additional holdings that were omitted from a previous filing. This is not likely to be an accurate picture of the total holdings of this firm.

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
RAVI / FlexShares Trust - FlexShares Ultra-Short Income Fund
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
GIS / General Mills, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PGEN / Precigen, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
PAYC / Paycom Software, Inc.
STT / State Street Corporation
TSLA / Tesla, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
UPS / United Parcel Service, Inc.
FNOV / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - November
HON / Honeywell International Inc.
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
AAPL / Apple Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FLT / Corpay, Inc.
SQ / Block, Inc.
GE / General Electric Company
MCD / McDonald's Corporation
PK / Park Hotels & Resorts Inc.
ETSY / Etsy, Inc.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
SEDG / SolarEdge Technologies, Inc.
AVGO / Broadcom Inc.
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
UA / Under Armour, Inc.
ACN / Accenture plc
US69354M1080 / PRA Health Sciences Inc
DIS / The Walt Disney Company
DFS / Discover Financial Services
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
KLAC / KLA Corporation
CHWY / Chewy, Inc.
PSX / Phillips 66
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
KO / The Coca-Cola Company
C.WSA / Citigroup, Inc.
DLTR / Dollar Tree, Inc.
MMU / Western Asset Managed Municipals Fund Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
IBB / iShares Trust - iShares Biotechnology ETF
OAS / Oasis Petroleum Inc. - New
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
PMT / PennyMac Mortgage Investment Trust
GEL / Genesis Energy, L.P. - Limited Partnership
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
ILMN / Illumina, Inc.
MU / Micron Technology, Inc.
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
MXL / MaxLinear, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
BA / The Boeing Company
GILD / Gilead Sciences, Inc.
MTCH / Match Group, Inc.
BOX / Box, Inc.
SBUX / Starbucks Corporation
BHF / Brighthouse Financial, Inc.
HAL / Halliburton Company
GRMN / Garmin Ltd.
MPC / Marathon Petroleum Corporation
GOOGL / Alphabet Inc.
MSFT / Microsoft Corporation
ATVI / Activision Blizzard Inc
AMAT / Applied Materials, Inc.
XOM / Exxon Mobil Corporation
ABT / Abbott Laboratories
SLB / Schlumberger Limited
EOT / Eaton Vance National Municipal Opportunities Trust
HD / The Home Depot, Inc.
GD / General Dynamics Corporation
ESNT / Essent Group Ltd.
HZNP / Horizon Therapeutics Plc
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
VGI / Virtus Global Multi-Sector Income Fund
MDY / SPDR S&P MidCap 400 ETF Trust
MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
SNV / Synovus Financial Corp.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
KMB / Kimberly-Clark Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
MFD / Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
DSL / DoubleLine Income Solutions Fund
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
WRK / WestRock Company
OLED / Universal Display Corporation
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
DBX / Dropbox, Inc.
HDMV / First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF
REGN / Regeneron Pharmaceuticals, Inc.
FET / Forum Energy Technologies, Inc.
FDUS / Fidus Investment Corporation
VTV / Vanguard Index Funds - Vanguard Value ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
EW / Edwards Lifesciences Corporation
HGV / Hilton Grand Vacations Inc.
ENB / Enbridge Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
03765K104 / Aphria Inc.
SMLV / SPDR Series Trust - SPDR SSGA US Small Cap Low Volatility Index ETF
WBA / Walgreens Boots Alliance, Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
TEX / Terex Corporation
AFB / AllianceBernstein National Municipal Income Fund, Inc.
ALC / Alcon Inc.
MGU / Macquarie Global Infrastructure Total Return Fund Inc
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
SPLK / Splunk Inc.
US7153471005 / Perspecta Inc
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
APD / Air Products and Chemicals, Inc.
CVA / Covanta Holding Corporation
US16941M1099 / China Mobile Ltd.
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
KXI / iShares Trust - iShares Global Consumer Staples ETF
TD / The Toronto-Dominion Bank
FIF / First Trust Energy Infrastructure Fund
EDOW / First Trust Exchange-Traded Fund - First Trust Dow 30 Equal Weight ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
LGI / Lazard Global Total Return and Income Fund, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
REZI / Resideo Technologies, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
BGCP / BGC Partners Inc - Class A
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CY / Cypress Semiconductor Corp.
CCL / Carnival Corporation & plc
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
VAC / Marriott Vacations Worldwide Corporation
TEUM / Pareteum Corp
IVR / Invesco Mortgage Capital Inc.
STWD / Starwood Property Trust, Inc.
TAK / Takeda Pharmaceutical Company Limited - Depositary Receipt (Common Stock)
GOLD / Barrick Mining Corporation
SDIV / Global X Funds - Global X SuperDividend ETF
LNG / Cheniere Energy, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
LXU / LSB Industries, Inc.
APO / Apollo Global Management, Inc.
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
BMRN / BioMarin Pharmaceutical Inc.
PCYO / Pure Cycle Corporation
AAL / American Airlines Group Inc.
PRT / PermRock Royalty Trust
BGB / Blackstone Strategic Credit 2027 Term Fund
NIM / Nuveen Select Maturities Municipal Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
920355104 / Valspar Corp.
PLXP / PLx Pharma Inc.
LULU / lululemon athletica inc.
MDT / Medtronic plc
FFIV / F5, Inc.
KMI / Kinder Morgan, Inc.
RTN / Raytheon Co.
CVX / Chevron Corporation
ANTM / Anthem Inc
TMUS / T-Mobile US, Inc.
CB / Chubb Limited
MCK / McKesson Corporation
NFLX / Netflix, Inc.
ORLY / O'Reilly Automotive, Inc.
AMP / Ameriprise Financial, Inc.
SPB / Spectrum Brands Holdings, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
MMLP / Martin Midstream Partners L.P. - Limited Partnership
30064K105 / Exacttarget, Inc.
MLM / Martin Marietta Materials, Inc.
WPM / Wheaton Precious Metals Corp.
TWO / Two Harbors Investment Corp.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
THQ / Abrdn Healthcare Opportunities Fund
MAR / Marriott International, Inc.
ORCL / Oracle Corporation
ECL / Ecolab Inc.
BZUN / Baozun Inc. - Depositary Receipt (Common Stock)
BDX / Becton, Dickinson and Company
HFC / HollyFrontier Corp
DUK / Duke Energy Corporation
CI / The Cigna Group
IP / International Paper Company
DOW / Dow Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
RTX / RTX Corporation
BAC / Bank of America Corporation
NUE / Nucor Corporation
T / AT&T Inc.
/ ViacomCBS Inc
MET / MetLife, Inc.
CME / CME Group Inc.
HLT / Hilton Worldwide Holdings Inc.
HUM / Humana Inc.
DOW / Dow Inc.
PFE / Pfizer Inc.
EMR / Emerson Electric Co.
CSCO / Cisco Systems, Inc.
FCX / Freeport-McMoRan Inc.
VTR / Ventas, Inc.
JEF / Jefferies Financial Group Inc.
UBER / Uber Technologies, Inc.
IRM / Iron Mountain Incorporated
LHX / L3Harris Technologies, Inc.
COP / ConocoPhillips
AYI / Acuity Inc.
C / Citigroup Inc.
NEM / Newmont Corporation
WMB / The Williams Companies, Inc.
LYB / LyondellBasell Industries N.V.
DBRG / DigitalBridge Group, Inc.
CNC / Centene Corporation
GPN / Global Payments Inc.
CTVA / Corteva, Inc.
ADSK / Autodesk, Inc.
JNJ / Johnson & Johnson
LDSF / First Trust Exchange-Traded Fund VIII - First Trust Low Duration Strategic Focus ETF
RFI / Cohen & Steers Total Return Realty Fund, Inc.
CL / Colgate-Palmolive Company
ATRS / Antares Pharma Inc
SO / The Southern Company
/ Hi-Crush Inc.
MMM / 3M Company
MRK / Merck & Co., Inc.
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
KBH / KB Home
SPY / SPDR S&P 500 ETF Put
INTC / Intel Corporation
VZ / Verizon Communications Inc.
RNG / RingCentral, Inc.
DELL / Dell Technologies Inc.
ZM / Zoom Communications Inc.
NKE / NIKE, Inc.
PALI / Palisade Bio, Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
LOW / Lowe's Companies, Inc.
META / Meta Platforms, Inc.
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
GTX / Garrett Motion Inc.
NKG / Nuveen Georgia Quality Municipal Income Fund
NXPI / NXP Semiconductors N.V.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
FDEU / First Trust Dynamic Europe Equity Income Fund
MDLZ / Mondelez International, Inc.
EL / The Estée Lauder Companies Inc.
DOCU / DocuSign, Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
AGD / Abrdn Global Dynamic Dividend Fund
MMIT / New York Life Investments Active ETF Trust - NYLI MacKay Muni Intermediate ETF
FIS / Fidelity National Information Services, Inc.
PH / Parker-Hannifin Corporation
ETN / Eaton Corporation plc
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
PXD / Pioneer Natural Resources Company
D / Dominion Energy, Inc.
WM / Waste Management, Inc.
ADBE / Adobe Inc.
NVDA / NVIDIA Corporation
JPM / JPMorgan Chase & Co.
UNP / Union Pacific Corporation
RGT / Royce Global Trust, Inc.
GS / The Goldman Sachs Group, Inc.
CMCSA / Comcast Corporation
AMZN / Amazon.com, Inc.
SNPS / Synopsys, Inc.
AMT / American Tower Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
UNH / UnitedHealth Group Incorporated
MA / Mastercard Incorporated
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
ROK / Rockwell Automation, Inc.
COF / Capital One Financial Corporation
TMO / Thermo Fisher Scientific Inc.
PANW / Palo Alto Networks, Inc.
V / Visa Inc.
ABBV / AbbVie Inc.
DHR / Danaher Corporation
CCI / Crown Castle Inc.
WMT / Walmart Inc.
URI / United Rentals, Inc.
ISRG / Intuitive Surgical, Inc.
ICE / Intercontinental Exchange, Inc.
KIO / KKR Income Opportunities Fund
VMC / Vulcan Materials Company
TJX / The TJX Companies, Inc.
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
F / Ford Motor Company
PAVE / Global X Funds - Global X U.S. Infrastructure Development ETF
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
RVT / Royce Small-Cap Trust, Inc.
COST / Costco Wholesale Corporation
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
CRM / Salesforce, Inc.
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
GOOG / Alphabet Inc.
MSI / Motorola Solutions, Inc.
BRK.B / Berkshire Hathaway Inc.
NAZ / Nuveen Arizona Quality Municipal Income Fund
SPGI / S&P Global Inc.
JRI / Nuveen Real Asset Income and Growth Fund
NOW / ServiceNow, Inc.
MNST / Monster Beverage Corporation
BX / Blackstone Inc.
NAD / Nuveen Quality Municipal Income Fund
DHI / D.R. Horton, Inc.
DLR / Digital Realty Trust, Inc.